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CTRI Number  CTRI/2023/05/052728 [Registered on: 16/05/2023] Trial Registered Prospectively
Last Modified On: 07/08/2024
Post Graduate Thesis  No 
Type of Trial  Interventional 
Type of Study   Biological
Medical Device 
Study Design  Randomized, Parallel Group, Active Controlled Trial 
Public Title of Study   ASP-1929 Photoimmunotherapy (PIT) Study in Recurrent Head/Neck Cancer for Patients Who Have Failed at Least Two Lines of Therapy 
Scientific Title of Study   A Phase 3, Randomized, Double-Arm, Open-Label, Controlled Trial of ASP-1929 Photoimmunotherapy Versus Physician’s Choice Standard of Care for the Treatment of Locoregional, Recurrent Head and Neck Squamous Cell Carcinoma in Patients Who Have Failed or Progressed on or After at Least Two Lines of Therapy, of Which at Least One Line Must Be Systemic Therapy 
Secondary IDs if Any
Modification(s)  
Secondary ID  Registry 
2018-002513-36  EudraCT 
ASP-1929-301 Protocol Amendment 3.1 dated 10-06-2020  Protocol Number 
India Specific Protocol Supplement V2.0 dated 27-04-2023  Protocol Number 
NCT03769506  ClinicalTrials.gov 
 
Details of Principal Investigator or overall Trial Coordinator (multi-center study)  
Name   
Address 




 
Phone    
Fax    
Email    
 
Details Contact Person
Scientific Query

Modification(s)  
Name  Anupama Murali 
Address  India Commercial Operations and Business Development- 702/B 7th floor Neelkanth Business Park, Kirol Village, Near Bus Depot, Vidyavihar

Mumbai
MAHARASHTRA
400086
India 
Phone  91-9980740550  
Fax    
Email  anupama.murali@rakuten-med.com  
 
Details Contact Person
Public Query

Modification(s)  
Name  Anupama Murali 
Address  India Commercial Operations and Business Development- 702/B 7th floor Neelkanth Business Park, Kirol Village, Near Bus Depot, Vidyavihar

Mumbai
MAHARASHTRA
400086
India 
Phone  91-9980740550  
Fax    
Email  anupama.murali@rakuten-med.com  
 
Source of Monetary or Material Support  
Rakuten Medical, Inc., 11080 Roselle Street, San Diego, California, United States 
 
Primary Sponsor  
Name  Rakuten Medical, Inc. 
Address  11080 Roselle Street, San Diego, California, United States 
Type of Sponsor  Pharmaceutical industry-Global 
 
Details of Secondary Sponsor  
Name  Address 
Rakuten Medical Private Limited  702/B 7th floor Neelkanth Business Park, Kirol Village, Near Bus Depot, Vidyavihar, Mumbai, Mumbai City, Maharashtra - 400086, India 
 
Countries of Recruitment     India
Japan
Taiwan
Ukraine
United States of America  
Sites of Study
Modification(s)  
No of Sites = 8  
Contact Person  Name of Site  Site Address  Phone/Fax/Email 
Dr Krishnakumar Thankappan  Amrita Institute of Medical Sciences and Research Centre  Department of Head and Neck surgery and oncology, Tower -1, 4th Floor, Amrita Lane, Ponekkara, Edappally PO, Kochi, PIN 682041, India
Ernakulam
 
91-9440334104

drkrishnakumart@gmail.com 
Dr Rajesh Kantharia  Bankers Superspeciality Hospital  OPD No. 3, Head and Neck oncosurgery department, Ground floor, Opp-Mahalakshmi Party Plot, Tulsidham-GIDC Road, Manjalpur, PIN 390011, India
Vadodara
 
91-9825860896

rajeshkantharia9@gmail.com 
Dr Nemade Onkar  Basavatarakam Indo American Cancer Hospital & Research Institute  Department of surgical oncology, room no 100, First floor, block 1, Road No 10, Banjara Hills, Hyderabad, PIN 500034, India
Hyderabad
 
91-9494715011

drhemantnemade@gmail.com 
Dr Venkatraman Radhakrishnan  Cancer Institute (WIA)  Clinical Trial Services Unit, No-72, Bhagavan Aditya Jain Complex, 38, Sardar Patel Road, Adyar, PIN 600036, India
Chennai
 
91-9498082771

r.venkatraman@cancerinstitutewia.org 
Dr Ghanish Panjwani  Kailash Cancer Hospital and Research Center  Department of Clinical Research, 1st floor, Muniseva Ashram, Goraj, Waghodia, PIN 391760, India
Vadodara
 
91-9771415482

ghanish.panjwani@greenashram.org 
Dr Vijay Shivashankar N Pillai  Mazumdar Shaw Medical Centre  Department of Clinical Research Basement of Narayana Institute of Cardiac Sciences, No. 258/A, Bommasandra Industrial Area, Anekal Taluk, Hosur Road, PIN 560099, India
Bangalore Rural
 
91-9449061932

vijay.pillai.dr@narayanahealth.org 
Dr Kapila Manikantan  Tata Medical Center  Dept of Head and Neck Surgery Room no.206, LDU 2nd floor Tata Medical Center, 14 MAR (E-W), DH Block (Newtown), Action Area I, PIN 700160, India
Kolkata
 
91-9482529764

kapila.manikantan@gmail.com 
Dr Kumar Prabhash  Tata Memorial Centre  OPD No.204, Homi Bhabha block, Department of Medical Oncology, Tata Memorial Hospital, Mumbai Dr. E Borges Road, Parel, PIN 400012, India
Mumbai
 
91-9167760576

kprabhash1@gmail.com 
 
Details of Ethics Committee
Modification(s)  
No of Ethics Committees= 8  
Name of Committee  Approval Status 
Bankers Ethics Committee  Approved 
IEC, Kailash Cancer and Medical Centre  Approved 
IEC-AIMS  Approved 
Institutional Ethics Committee (TMC-IEC III)  Approved 
Institutional Ethics Committee, BIACH & RI  Approved 
Institutional Ethics Committee, Cancer Institute (WIA)  Approved 
Institutional Review Board, Tata Medical Center  Approved 
Narayana Health Medical Ethics Committee  Approved 
 
Regulatory Clearance Status from DCGI  
Status 
Approved/Obtained 
 
Health Condition / Problems Studied  
Health Type  Condition 
Patients  Malignant neoplasm of larynx 
Patients  Malignant neoplasm of lip 
Patients  Malignant neoplasm of base of tongue 
Patients  Malignant neoplasm of other and unspecified parts of tongue 
Patients  Malignant neoplasm of gum 
Patients  Malignant neoplasm of floor of mouth 
Patients  Malignant neoplasm of palate 
Patients  Malignant neoplasm of other and unspecified parts of mouth 
Patients  Malignant neoplasm of tonsil 
Patients  Malignant neoplasm of oropharynx 
Patients  Malignant neoplasm of pyriform sinus 
Patients  Malignant neoplasm of hypopharynx 
Patients  Secondary and unspecified malignant neoplasm of lymph nodes of head, face and neck 
Patients  Malignant neoplasm of other and ill-defined sites in the lip, oral cavity and pharynx 
 
Intervention / Comparator Agent  
Type  Name  Details 
Intervention  ASP-1929 Photoimmunotherapy  ASP-1929 640 mg/m2 IV infusion on Day 1 followed by light illumination with 690 nm light on Day 2, for a maximum of 8 cycles in the 12-month treatment period after randomization. An ASP-1929 photoimmunotherapy treatment cycle includes the ASP-1929 infusion and light illumination followed by a 28-day assessment period to include an end-of-cycle assessment visit and tumor imaging.  
Comparator Agent  Physician’s Choice Standard of Care (SOC)  docetaxel 30 mg/m2 IV every week, or 40 mg/m2 IV every week, or 60 mg/m2 IV every 3-4 weeks, or 75 mg/m2 IV every 3-4 weeks; or cetuximab 400 mg/m2 IV loading dose followed by weekly 250 mg/m2 IV; or methotrexate 40 mg/m2 IV every week, or 60 mg/m2 IV every week; or paclitaxel 80 mg/m2 IV every week 
 
Inclusion Criteria  
Age From  18.00 Year(s)
Age To  99.00 Year(s)
Gender  Both 
Details  Have a histologically confirmed locoregional persistent, recurrent or second primary squamous cell carcinoma of the head and neck, not amenable to curative treatment
Have failed or progressed on or after at least 2 lines of therapy for squamous cell carcinoma of the head and neck, one of which must be prior systemic platinum-based chemotherapy for treatment of their primary or recurrent head and neck cancer, unless in the opinion of the medical oncologist, the use of platinum-based chemotherapy is contraindicated or not recommended
Have completed prior curative radiation therapy for treatment of their head and neck region
Have locoregional head and neck tumor site(s) that are all accessible to illumination
Have target tumors that are clearly measurable by contrast enhanced CT scan
Have a life expectancy of > 6 months, based on Investigator judgment
Male participants must agree to use contraception during the treatment period and for at least 6 months after the last ASP-1929 infusion
Female patients of childbearing potential must not be pregnant or breastfeeding and agrees to follow the contraceptive guidance during the treatment period and for at least 6 months after the last dose of trial intervention and must refrain from breastfeeding for at least 2 months after the last ASP-1929 infusion
Have an Eastern Cooperative Oncology Group (ECOG) score of 0 or 1
 
 
ExclusionCriteria 
Details  Have a history of significant (greater than or equal to Grade 3) cetuximab infusion reactions
Have been treated with prior systematic chemotherapy or targeted small molecule therapy or radiation therapy within 2 weeks of trial Day 1 or not recovered (ie, less than or equal to Grade 1 or at baseline) from adverse events due to a previously administered agent
Have been treated with an anticancer monoclonal antibody therapy within 4 weeks of trial Day 1 or have not recovered (ie, less than or equal to Grade 1 or at baseline) from adverse events due to previously administered agent
Have been treated with an investigational agent or intervention within 4 weeks of trial Day 1 or have not recovered (ie, less than or equal to Grade 1 or at baseline) from adverse events, due to previously administered agent or intervention
Have a present history of distant metastatic disease (M1)
Have an active undergoing treatment or have a diagnosis of an active cancer other than nonmelanoma skin cancer or HNSCC
Have a tumor in enhanced CT or MRI scan invading a major blood vessel, unless the vessel has been embolized, stented or surgically ligated to prevent potential bleeding from a blood vessel
With a hemoglobin < 9.0 g/dL, WBC < 2000/μL, and platelets < 100 x 1000/μL
Have impaired hepatic function defined as alkaline phosphatase (hepatic; alkaline phosphatase [ALP]) > 2 times upper limit of normal, aspartate aminotransferase (AST) and/or alanine aminotransferase (ALT) > 3 times the upper limit of normal, or total serum bilirubin > 2 mg/dL (patients with Gilbert’s disease will be excluded if they have a bilirubin greater than or equal to 5 mg/dL)
Have impaired renal function
Have uncontrolled intercurrent illness including, but not limited to, ongoing or active infection, symptomatic congestive heart failure, unstable angina pectoris, cardiac arrhythmia, or psychiatric illness/social situations that would limit compliance with trial requirements
Require examinations or treatments within 4 weeks after ASP-1929 administration where they would be exposed to significant light (eg, eye examinations, elective surgical procedures) unrelated to the study treatment
Have been previously treated or randomized to any trial using ASP-1929 or RM-1929 PIT as the study treatment
 
 
Method of Generating Random Sequence   Stratified block randomization 
Method of Concealment   Centralized 
Blinding/Masking   Open Label 
Primary Outcome  
Outcome  TimePoints 
Progression-Free Survival (PFS), defined as the time from randomization to the first occurrence of disease progression (PD), as determined by the investigator according to RECIST 1.1, or death from any cause, whichever one occurs first
Overall Survival (OS), defined by the time interval between the patient randomization and death due to any cause. 
24 months 
 
Secondary Outcome  
Outcome  TimePoints 
Objective Response Rate (ORR), defined by the percentage of patients with the best overall response of complete response (CR) or partial response (PR) by RECIST 1.1. CR: Disappearance of all target lesions. PR: At least a 30% decrease in the sum of diameters of target lesions, taking as reference the baseline sum diameters  24 months 
Complete Response (CR), defined as disappearance of all target lesions, as determined by Central Radiographic Review according to RECIST 1.1 criteria with modifications. Any pathological lymph nodes (whether target or non-target) must have reduction in short axis to 10mm.  24 months 
Complete Response by Biopsy (CRb), defined by histopathologic biopsy of target tumor(s) and a repeat confirmatory histopathologic CR biopsy at least 3 months after initial CR histopathologic biopsy of the target tumor(s) for patients that do not demonstrate a CR by RECIST 1.1 with modifications. CR: Disappearance of all target lesions.  24 months 
Duration of Response (DoR), defined as the time from first objective response (CR or PR) to the date of the first documented tumor progression, as determined by Central Radiographic Review according to RECIST 1.1 criteria with modifications or date of death due to any cause, whichever occurs first. CR: Disappearance of all target lesions. PR: At least a 30% decrease in the sum of diameters of target lesions, taking as reference the baseline sum diameters.  24 months 
Event-Free Survival (EFS), defined as the time interval from randomization to a 20% increase in tumor size from baseline (defined as CT scan at screening) by RECIST 1.1 with modifications, development of new locoregional disease, distant metastatic disease, or death.  24 months 
Objective unique target and non-target tumor(s) assessment and response rates using RECIST 1.1 with modifications, Choi criteria with modifications, and CT tumor volumetrics  24 months 
ECOG performance status  24 months 
European Organization for Research and Treatment of Cancer Quality of Life Questionnaire-Core 30 (EORTC QLQ-C30), the head and neck specific module (EORTC QLQ H&N 35), and the EuroQol 5-Dimension 5-Level (EQ-5D-5L) Questionnaire  24 months 
Presence of anti-drug antibodies (ADA)  12 months 
Estimate the effects of covariates (body size, age, gender, race, ECOG) of ASP-1929 PK through compartmental PK modeling  12 months 
 
Target Sample Size   Total Sample Size="275"
Sample Size from India="80" 
Phase of Trial   Phase 3 
Date of First Enrollment (India)
Modification(s)  
13/08/2023 
Date of First Enrollment (Global)  09/05/2019 
Estimated Duration of Trial   Years="4"
Months="4"
Days="10" 
Recruitment Status of Trial (Global)
Modification(s)  
Open to Recruitment 
Recruitment Status of Trial (India)  Open to Recruitment 
Publication Details   NIL 
Brief Summary   A Phase 3, randomized, double-arm, open-label, controlled, multi-centre trial of ASP-1929 photoimmunotherapy versus physician’s choice standard of care for the treatment of locoregional, recurrent head and neck squamous cell carcinoma in patients who have failed or progressed on or after at least two lines of therapy, of which at least one line must be systemic therapy. Approximately 275 patients with locoregional, recurrent HNSCC are to be enrolled to receive either ASP-1929 PIT or the physician’s choice of SOC. The objective of the study is to evaluate the efficacy and safety of ASP-1929 PIT as a monotherapy for the treatment of locoregional, recurrent HNSCC in patients who have failed or progressed on or after at least two lines of therapy, of which at least one line must be systemic therapy. The primary outcome measures are progression-free survival (PFS) and overall survival (OS). The key secondary endpoint is objective response rate (ORR). 

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