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CTRI Number  CTRI/2021/11/037956 [Registered on: 11/11/2021] Trial Registered Prospectively
Last Modified On: 16/01/2024
Post Graduate Thesis  No 
Type of Trial  Interventional 
Type of Study   Biological 
Study Design  Randomized, Parallel Group, Placebo Controlled Trial 
Public Title of Study
Modification(s)  
Randomized, placebo-controlled, double-blind trial of intrathecal (IT) OAV101 administration in patients with later onset Type 2 spinal muscular atrophy (SMA), to evaluate the efficacy and safety. 
Scientific Title of Study   A randomized, sham-controlled, double-blind study to evaluate the efficacy and safety of intrathecal (IT) OAV101 in patients with later onset Type 2 spinal muscular atrophy (SMA) who are greater than or equal to 2 years to less than 18 years of age, treatment naive, sitting, and never ambulatory 
Secondary IDs if Any  
Secondary ID  Registry 
2021-003474-31  EudraCT 
COAV101B12301; Version 0.0; Date 23 Jul 2021  Protocol Number 
 
Details of Principal Investigator or overall Trial Coordinator (multi-center study)  
Name  Murugananthan K 
Address  Novartis Healthcare Private Limited 6 and 7 floor Inspire BKC G Block BKC Main Road Bandra Kurla Complex Bandra (East) Mumbai

Mumbai
MAHARASHTRA
400051
India 
Phone  912250243544  
Fax    
Email  murugananthan.k@novartis.com  
 
Details Contact Person
Scientific Query
 
Name  Murugananthan K 
Address  Novartis Healthcare Private Limited 6 and 7 floor Inspire BKC G Block BKC Main Road Bandra Kurla Complex Bandra (East) Mumbai

Mumbai
MAHARASHTRA
400051
India 
Phone  912250243544  
Fax    
Email  murugananthan.k@novartis.com  
 
Details Contact Person
Public Query
 
Name  Murugananthan K 
Address  Novartis Healthcare Private Limited 6 and 7 floor Inspire BKC G Block BKC Main Road Bandra Kurla Complex Bandra (East) Mumbai

Mumbai
MAHARASHTRA
400051
India 
Phone  912250243544  
Fax    
Email  murugananthan.k@novartis.com  
 
Source of Monetary or Material Support  
Novartis Pharma AG, Novartis Campus 4056 – Basel, Switzerland 
 
Primary Sponsor  
Name  Novartis Healthcare Pvt Ltd 
Address  6 & 7 floor, Inspire BKC, G Block, BKC Main Road, Bandra Kurla Complex, Bandra (East), Mumbai – 400051,India 
Type of Sponsor  Pharmaceutical industry-Global 
 
Details of Secondary Sponsor  
Name  Address 
NIL  NIL 
 
Countries of Recruitment     Brazil
China
Colombia
Denmark
India
Malaysia
Mexico
Russian Federation
Saudi Arabia
Singapore
South Africa
Taiwan
Thailand
United States of America
Viet Nam
Egypt  
Sites of Study
Modification(s)  
No of Sites = 7  
Contact Person  Name of Site  Site Address  Phone/Fax/Email 
Dr Ramesh Konanki  "Rainbow Children’s Hospital Medicare Ltd,  H. No: 3-7-222/223, Sy No 51-54, Polica Station Main Road, Karkhana, Secunderabad, Telangana-500009"
Hyderabad
 
9355400361

drkonankiramesh@rainbowhospitals.in 
Dr Sheffali Gulati  All India Institute of Medical Sciences  Department of Pediatrics, Ansari Nagar, New Delhi- 110029
New Delhi
 
91-11-26588641

sheffaligulati@gmail.com 
DrSmilu Mohanlal  Aster MIMS Hospital  Kommeri Bypass Rd, Govindapuram, Kozhikode, Kerala 673016
Kozhikode
 
9633889777

smilu.mohanlal@asterhospital.com 
Dr Ann Agnes Mathew  Aster RV Hospital  4th floor, Department of Pediatrics, Aster RV Hospital, CA 37 24th Main Road, ITI layout, 1st Phase, JP Nagar Bengaluru, Karnataka 560078 India.
Bangalore
 
8066040400

annagnesmathew@yahoo.co.in 
Dr Neelu Desai  P. D Hinduja Hospital and Medical Research Centre  8-12, SVS Rd, Mahim West, Mahim, Mumbai, Maharashtra 400016
Mumbai
 
9920614333

neelushahdesai@gmail.com 
Dr Sanjukta De  Peerless Hospitex Hospital and Research Center Limited,  360, Panchsayar, Kolkatta-700094, West Bengal, India.
Kolkata
 
03340111222

dey.sanjukta@gmail.com 
Dr Ratna Dua Puri  Sir Gangaram Hospital  Institute of Medical Genetics and Genomics, Sir Gangaram Hospital Marg, Rajinder Nagar, New Delhi-110060
New Delhi
 
9811869192

ratnadpuri@yahoo.com 
 
Details of Ethics Committee
Modification(s)  
No of Ethics Committees= 7  
Name of Committee  Approval Status 
IEC- DR Ramesh Konanki  Approved 
IEC- Dr Sanjukta DE  Approved 
IEC- DR. Ann Mathew  Approved 
IEC-Dr Smilu  Approved 
Institute Ethics Committee AIIMS, Dr. Sheffali Gulati  Approved 
Institution ethics committee- Dr Neelu Desai   Approved 
Sir Gangaram hospital Ethics Commitee, Dr. Ratna Dua Puri  Approved 
 
Regulatory Clearance Status from DCGI
Modification(s)  
Status 
Approved/Obtained 
 
Health Condition / Problems Studied  
Health Type  Condition 
Patients  Other inherited spinal muscular atrophy 
 
Intervention / Comparator Agent  
Type  Name  Details 
Intervention  OAV101  Single intrathecal dose of 1.2 x 1014 vector genomes  
Comparator Agent  Sham Procedure  It consists of a small needle prick on the lower back at the location where the lumbar puncture injection is normally made. The needle will break the skin but no needle insertion for lumbar puncture will occur. 
 
Inclusion Criteria  
Age From  2.00 Year(s)
Age To  18.00 Year(s)
Gender  Both 
Details  - Diagnostic confirmation during screening period of SMA caused by biallelic SMN1 pathogenic variants affecting SMN1 and 2-4 copies of SMN2
- The patient must be treatment naive for all SMN dependent therapies (e.g., risdiplam (Evrysdi) and nusinersen (Spinraza)).
- ≥ 2 years and < 18 years of age at time of screening
- Onset of clinical signs and symptoms at ≥ 6 months of age
- Patient must have a complete HFMSE assessment, with available total score as administered by qualified clinical evaluator during the screening period for trial eligibility
- Able to sit independently at screening, but has never had the ability to walk independently.
--Definition of sitting independently: Child sits up straight with the head erect for at least 10 seconds without using arms or hands to balance body or support position (Wijnhoven et al 2004).
--Definition of walking independently: The child is able to balance the body and control forward stepping movements without assistance (Wijnhoven et al 2004). 
 
ExclusionCriteria 
Details  - Anti-adeno-associated virus serotype 9 (AAV9) antibody titers > 1:50 as determined by enzyme-linked immunosorbent assay (ELISA) binding immunoassay. NOTE: A negative anti-AAV9 antibody titer is defined as ≤ 1:50.
- Presence of the following:
. An active infectious process requiring systemic antiviral or antimicrobial therapy at any time between onset of screening and dosing of OAV101 or the sham procedure
· An active but untreated viral or bacterial infectious process at any time between onset of screening and dosing of OAV101 or the sham procedure
· Any febrile illness within two weeks prior to start of screening, during screening period or during baseline period up to OAV101 treatment or sham procedure
· Hepatic dysfunction (i.e., aspartate aminotransferase (AST), alanine aminotransferase (ALT), bilirubin, gamma-glutamyl transferase (GGT) or glutamate dehydrogenase (GLDH), > upper limit of normal (ULN) (Common Terminology Criteria for Adverse Events (CTCAE) grade1 or greater) at Screening Visit 1. NOTE: In the absence of other liver laboratory abnormalities, isolated AST elevation is not considered exclusionary
· Requiring invasive or awake noninvasive ventilation for > 6 hours during a 24-hour period, invasive or noninvasive ventilation for > 12 hours during a 24-hour period, or requiring tracheostomy during the 4 weeks prior to screening or baseline.
· Complications at screening, as determined by theInvestigator, that would interfere with motor efficacy assessments
. Body mass index (BMI) < 3rd percentile 
 
Method of Generating Random Sequence   Computer generated randomization 
Method of Concealment   Centralized 
Blinding/Masking   Participant, Investigator and Outcome Assessor Blinded 
Primary Outcome  
Outcome  TimePoints 
Change from baseline in HFMSE total score at the end of Follow-up Period 1 in treated patients compared to sham controls in the ≥ 2 to 18 years age group  Week 52 
 
Secondary Outcome  
Outcome  TimePoints 
. Change from baseline in HFMSE total score at the end of Follow-up Period 1 in treated patients compared to sham controls in the ≥ 2 to 5 years age group
• Change from baseline in RULM at the end of Follow-up Period 1 in treated patients compared to sham controls in the ≥ 2 to 18 years age group
• Change from baseline in the RULM at the end of Follow-up Period 1 in treated patients compared to sham controls in the ≥ 2 to 5 years age group 
Week 52 
 
Target Sample Size
Modification(s)  
Total Sample Size="125"
Sample Size from India="30" 
Phase of Trial   Phase 3 
Date of First Enrollment (India)   21/02/2022 
Date of First Enrollment (Global)  21/12/2021 
Estimated Duration of Trial   Years="3"
Months="0"
Days="0" 
Recruitment Status of Trial (Global)
Modification(s)  
Closed to Recruitment of Participants 
Recruitment Status of Trial (India)  Closed to Recruitment of Participants 
Publication Details
Modification(s)  
NIL 
Brief Summary   The purpose of this phase III multi-center, single dose (1.2 x 1014 vector genomes), randomized, sham-controlled, double-blind trial is to investigate the safety, tolerability, and efficacy of intrathecal (IT) OAV101 in treatment naive, sitting and never ambulatory Type 2 SMA patients ≥ 2 to < 18 years who harbor biallelic SMN1 pathogenic variants in SMN1 and 2 to 4 copies of SMN2.

This is a randomized, double-blind, sham-controlled study to evaluate the clinical efficacy, safety, and tolerability over 52 weeks of a single, nominal dose (1.2 x 1014 vector genomes) of intrathecal OAV101 in patients with Type 2 SMA who are ≥ 2 to < 18 years of age, able to sit, but have never walked. The 5q SMA study population harbors biallelic SMN1 pathogenic variants and 2 to 4 SMN2 copies. Approximately 125 patients aged ≥2 to <18 years will be recruited consisting of ∼65 patients between the ages of ≥ 2 to < 5 years and ∼60 patients between the ages of ≥ 5 to < 18 years. Participants will be randomized in a 3:2 ratio to receive OAV101 (1.2 x 1014 vector genomes) by lumbar intrathecal injection (n=~75) or to receive a sham procedure (n=~50).
 

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