BACKGROUND
AND RATIONALE:
Triple
negative and HER2 positive are high-risk as well as chemo-sensitive subtypes of
breast cancer. We are comparing two strategies of treatment for high-risk
breast cancer (Her2 positive and TNBC), the first, response adapted systemic
therapy for Her2 positive and primary chemotherapy for TNBC with the second,
peri-operative interventions. The first option in a randomized setting has
shown significant difference in DFS and second option also in a randomized
trial has shown significant difference in DFS as well as OS.
Role of
neoadjuvant chemotherapy-
With
Fisher’s hypothesis of early control of systemic
micrometastases in breast cancer, there was a thrust on neoadjuvant
chemotherapy followed by surgery. Hence, in early 1990s, a number of randomized
trials were initiated worldwide to assess the difference in survival outcomes
between chemotherapy given before and after surgery. However, despite showing
an improvement in response rates, pathological complete response rates, there
was no difference in survival outcomes(NSABP
27) Neoadjuvant chemotherapy thus largely failed to meet its promise of
extending survival in breast cancer when compared to adjuvant chemotherapy. (NSABP
18) It is beneficial in downsizing for operability/resectability and achieving
a higher conservation rate, along with the opportunity for in-vivo assessment
of tumour response. However, only 25% patients additionally were downsized
enough to achieve BCS. (Ref) In a recent EBCTCG meta-analysis of 18 studies,
there was a higher rate of in-breast tumour recurrence in patients who had
breast conservation surgery after pre-operative chemotherapy. (Ref) This
meta-analysis of course included older studies wherein tumour margins
assessment were not uniformly reported, nor was a tumour bed boost used
routinely in planning of breast radiotherapy post breast conservation surgery.
Also, the higher rate of IBTR could have been attributed by the inclusion of
studies wherein surgery was not offered post pre-operative chemotherapy in
complete responders. This proves a definitive role of surgery in patients’ post-chemotherapy,
even in those who have excellent response to chemotherapy.
Triple
negative and HER2 enriched breast cancers respond particularly well to
chemotherapy as compared to luminal types. (REf-MARKER PG 264 LEFT LOWER 9)
With modern chemotherapy comprising of anthracyclines, taxols, platinum agents
and HER2 directed targeted therapy, whenever appropriately indicated, the pCR
rates are as high as 50% in the TNBC and HER2 enriched patients. (Ref-MARKER PG
264, RIGHT UPPER9,11,12) However, pCR has been erroneously used a surrogate of
efficacy of a new chemotherapeutic drug or regimen.A pathological complete response
(pCR) defined as “absence
of invasive disease in breast and axilla†is often considered as a surrogate of survival in
triple negative and HER2 positive tumours. This is not true for hormone
receptor positive tumours, in whom the pCR rate to chemotherapy alone is dismal
(<10%) and does not correlate with survival.
Although
patient level association of pCR and better outcome is proven in several
neoadjuvant trials and meta-analysis (Cortazar et al, Lancet, 2014), it did
not translate to improved outcomes in the trial. E.g., In her 2 positive
patients, use of lapatinib along with trastuzumab in the NeoALTTO study led to
a near significant 20% improvement in pCR (Baselga et al, Lancet, 2012) with no
difference in EFS or OS at an updated 6-year analysis (Huober et al, JCO, 2017). It’s
adjuvant counterpart ALTTO study further confirmed lack of survival benefit of
lapatinib and trastuzumab combination. (Moreno-Aspitia et al, Eur J Cancer, 2021). Phase 2 NEOSPHERE trial reported results of
417 patients with tumor size >2cm, HER-2 positive patients who were randomized
to 4 arms: docetaxel + trastuzumab, docetaxel + trastuzumab + pertuzumab,
trastuzumab + pertuzumab, docetaxel + pertuzumab with primary end point being
pathological complete response and secondary end point being progression free
survival and disease-free survival. This study showed doubling of pCR using
trastuzumab + pertuzumab combination along with docetaxel. The 5-year
progression free survival was 81% in the docetaxel + trastuzumab arm versus 86%
in the docetaxel + trastuzumab + pertuzumab arm (95% CI 0.34-1.40) (Gianni et
al, Lancet, 2012, 2016). US-FDA fast-track approved the use of pertuzumab in
the adjuvant setting based on pCR improvement and phase 2 study. The APHINITY
trial randomized 4805 node positive and high risk node negative (1cm or 0.5-1cm
with grade III disease, hormone receptor negative disease or age<35yrs) HER2
positive patients to receive pertuzumab in addition to standard trastuzumab
based chemotherapy regimen in the adjuvant setting post after surgery. At 6
years from randomization, 91% patients in the pertuzumab group and 88% patients
in the placebo group remained event-free, corresponding to an absolute benefit
of 2.8% (95% CI 1.0-4.6). In the node positive subgroup, the HR was 0.72 (95%
CI 0-59-0-87) and the 6-year IDFS was 88% in the pertuzumab group as compared
to 83% in the placebo group, corresponding to an absolute benefit of 4.5%.
There was, however, no additional benefit from addition of pertuzumab in the
nodenegative cohort, even after 6 years after randomization (94.9% versus 95%,
HR 1.02, 95%CI 0.69-1.53). This updated analysis of the APHINITY trial with
median follow up of 8.4 years did not meet statistical significance for OS
benefit (93.9% versus 94.8%, HR 0.85, 95% CI 0.67-1.07) of adding pertuzumab in the
adjuvant setting for the overall trial population. (M Piccart, JCO, 2021 or
screenshot 12.2.23).
Another landmark phase III randomized open label KATHERINE trial was
conducted among 1486 HER2 positive patients who had residual invasive disease
after completion of neoadjuvant chemotherapy with adjuvant HER2 directed
therapy and taxane with or without anthracycline. Those who did not achieve pCR
were randomized to receive 14 cycles of adjuvant t-DM 1 versus trastuzumab in
the maintenance phase. Invasive disease-free survival was significantly higher
in the T-DM1 group (88.3%) as compared to trastuzumab group (77%) (HR 0.50, 95%
CI 0.39-0.64). However, again, there was no overall survival benefit at 3
years.
Thus, the standard chemotherapy in the neoadjuvant or adjuvant setting
for HER2 positive patients remains trastuzumab based chemotherapy with addition
of pertuzumab in node positive patients with benefit in invasive disease-free
survival. Switching to T-DM1 remains an option in those who continue to have
residual disease at surgery after trastuzumab or trastuzumab + pertuzumab based
neoadjuvant chemotherapy, again for an invasive disease-free survival benefit.
Neither the addition of pertuzumab or switching to T-DM1 after response
assessment seems to lead to an overall survival benefit in HER2 positive
patients.
Triple negative breast cancer is a high-risk subgroup of breast cancer.
These tumors are usually chemo-sensitive and achieve a high pCR rate. Earlier
trials of carboplatin added to neoadjuvant/adjuvant chemotherapy showed a
significant improvement in pCR. However, disease-free survival benefit was a
secondary end point. In a recent individual participant data and trial level
meta-analysis (Neha Pathak et al, The Breast, 2022), the authors systematically
reviewed 8 trials with 2425 patients’ data. Carboplatin improved DFS (HR 0.60,
0.47-0.78) at both trial level and IPD level. It also improved overall survival
(HR 0.69, 0.50-0.95). As expected, in the carboplatin arm, there was doubling
of pCR. The TMH TNBC study similarly showed a benefit in OS as well as DFS with
carboplatin when added in the neoadjuvant arm, especially in women < 50
years of age. Not achieving pCR confers a particularly poor prognosis in the
TNBC patients. The landmark CREATE-X trial performed in Japan and Korea with
910 TNBC patients who had residual invasive disease after receiving neoadjuvant
chemotherapy containing anthracycline, taxane or both. These patients were then
randomised to receive 6 months of adjuvant capecitabine or placebo with primary
end point being DFS and secondary end point OS. Disease free survival was 74.1%
vs 67.6% in control group, p=0.01 and overall survival also being longer in the
capecitabine group, 89.2% vs 83.6%, p=0.01. (ref) However, only 30% of patients
in this study were triple negative and the at the dose of capecitabine that was
used, 65% patients had significant toxicity to treatment. Further studies to
assess the role of maintenance chemotherapy in TNBC patients who do not achieve
a pCR are ongoing.
The success of immunotherapy in extending survival in metastatic TNBC
paved way to KEYNOTE-522, a phase III randomized clinical trial conducted for 784,
stage II and III TNBC patients. In this study, 4 cycles of 3 weekly
pembrolizumab versus placebo were added to paclitaxel and carboplatin in the
neoadjuvant setting following which both the groups received additional 4 cycle
of pembrolizumab or placebo along with doxorubicin/epirubicin and
cyclophosphamide. After surgery, the respective groups received additional 9
cycles of 3 weekly pembrolizumab or placebo. Primary end point waspCR and event
free survival. pCR improved from 51.2% in the placebo arm to 64.4% in the
pembrolizumab arm. Hazard ratio for event-free survival was 0.63 (0.43-0.93). Both
were significantly higher in the pembrolizumab group in the recent fourth
interim analysis (screenshot 12.2.23 at 11.40- 3)
Although, at an individual patient level, understanding responders
versus non-responders is a useful prognostic marker with the potential for
improved survival by further risk adapted maintenance chemotherapy planning.
However, “A good surrogate endpoint should fulfil the condition of a meaningful
association with the true endpoint at both patient and trial level.†(Buyse et al, Biostatistics, 2000) A
study by Fabio
Conforti et al, considered 54 neoadjuvant randomised clinical trials comprising a
total of 32,611 patients. A weighted regression analysis was performed on log
transformed treatment effect estimates (hazard ratio for disease-free survival
and overall survival and relative risk for pathological complete response), and
the coefficient of determination (R2) was used to quantify the association. A weak association was observed
between the log(relative risk) for pathological complete response and
log(hazard ratio) for both disease-free survival (R2=0.14, 95% confidence interval 0.00 to 0.29) and overall survival (R2 =0.08, 0.00 to 0.22). This association continued to be weak across all
the subtypes of breast cancer including the triple negative and HER2 positive
tumours. The poor association remained even when trials with small sample size
and short follow up were removed from analysis and when relative risk was
replaced with absolute difference in pCR in the two trial arms. A lack of
surrogacy was confirmed between pCR and DFS/OS recommending that presence of or
lack of pCR should not be used as a primary end point in regulatory neoadjuvant
trials in early breast cancer.
Currently, the rationale for using pre-operative chemotherapy in TNBC
and HER2 enriched early breast cancer is to segregate the non-responders from
the responders and offer further risk adapted strategies. However, the use of
pCR as a surrogate itself is questionable.
Role of
surgery first-
Surgery is
the most definitive treatment for majority of solid cancers including triple
negative and HER2 positive breast cancer. Peri-operative
interventions to change the homeostatic milieu at the time of surgery is an
area for intervention which has not been explored previously. We found a 10%
improvement in disease free survival in high-risk patients when early breast
cancer patients undergoing surgery first were administered Injection
Progesterone 500 mg deep IM 4-14 days before surgery. (JCO, 2010) This study
was initiated with the retrospective observation from many previous studies of
better surgical outcomes in breast cancer patients when operated in the luteal
phase (progesterone dependent) of the menstrual cycle as compared to when
operated in the follicular phase (estrogen dependent). (ref) A recently
published study using injection of a local anaesthetic Lignocaine
peri-tumourally, in 1600 early breast cancer patients resulted in a 6% absolute
improvement in disease free survival and 4% absolute improvement in overall
survival. The benefit was seen across all subtypes and across all risk
categories.
With the advent of these peri-operative interventions showing
significant improvement in long-term survival outcome, we aim to compare the
results of two strategies of treatment for high-risk early (T1-2, N0-1) breast cancer (Her2 positive and TNBC),
the first, response adapted systemic therapy for HER2 positive and primary
chemotherapy for TNBC with the second, peri-operative interventions. Patients will be randomized to undergo surgery first versus
pre-operative chemotherapy followed by surgery with disease-free survival as
the primary endpoint.
Hypothesis-
Surgery
first with perioperative interventions will be more beneficial in TNBC and HER2
positive tumours as compared to chemotherapy first.
OBJECTIVES:
Primary-
1)
To demonstrate an improvement in disease free
survival in the “Surgery first†arm when compared to “Preoperative chemotherapy
arm†in triple negative and HER2 positive early breast cancer.
2)
To demonstrate an improvement in overall survival in
the “Surgery first†arm when compared “Preoperative chemotherapy arm†in triple
negative and HER2 positive early breast cancer.
Secondary-
1) To demonstrate
local recurrence, breast cancer specific survival, regional recurrence, in the
“Surgery first†arm when compared “Preoperative chemotherapy arm†in triple
negative and HER2 positive early breast cancer.
2) To evaluate pCR
rate in the pre-operative chemotherapy arm
3) Evaluation of
margin positivity rate in the two arms after BCS
4) BREAST-Q Quality
of Life assessment
Primary endpoints-
1)
Disease free survival
2) Overall survival
Secondary endpoints-
1) Breast cancer
specific survival
2) Local recurrence
(IBTR)
3) Regional
recurrence
4) Evaluation of
pathological complete response in the pre-operative chemotherapy arm
5) Cosmetic
assessment after breast conservation surgery (BCCT-Core software)
6) Evaluation of
margin positive rate in the 2 arms
7)
QOL
assessment (BREAST-Q)
Definition of study endpoints:
Disease free survival (DFS): is
defined as the time interval between randomization and occurrence of any
recurrence (local, regional, or distant) of invasive breast cancer. Patients
developing contralateral breast cancers or non-invasive recurrence will be
excluded from this.
Overall survival (OS): defined
as the time interval between randomization and death due to any cause.
Breast cancer specific survival (BCSS): is defined as the time interval between randomization and death due to
breast cancer with/without recurrence.
Evaluation of pCR: defined
as complete disappearance of all invasive disease from the primary and axilla
both post pre-operative chemotherapy. (Will
be evaluated at baseline, 1st follow up after completion of adjuvant
treatment (+/- 3 months), at 2 years follow up visit).
Cosemesis: Cosmesis will be
assessed in all breast conservation surgery patients with BCCT Core software at
Baseline, 1st follow Up after completion of adjuvant treatment (+/-
3 months), 2 year follow up visit)
Margins positivity: is
defined as any tumour on inked surface (on final HPR)- in both arms of the
study.
QOL: will be measured by BREAST-Q tool at Baseline, 1st follow Up
after completion of adjuvant treatment (+/- 3 months), 2 year follow up visit)
Inclusion Criteria:
1)
Histologically
proved breast carcinoma
2)
Triple
negative(ER, PgR, HER2-neu) and HER2-neu positive (ER/PgR +/-)
3)
T1-2
(excluding T1a), N0-1 (non-metastatic)
4)
>
18 years < 65 years
5)
ECOG
0-1
6)
Written
informed consent
7)
Fit for surgery or chemotherapy
Exclusion Criteria :
1) Pregnant,
lactating women
2)
Previous h/o breast or any other non-skin malignancy
3)
Previous treatment for excision biopsy/other cancer.
4) History of
allergy to Inj. Lignocaine
TRIAL
INTERVENTIONS
All eligible patients will be randomized into two arms.
Arm A – Surgery first
Arm B - Pre-operative chemotherapy followed by surgery.
The chemotherapy in both arms will be as per standard of care as per MDT
decision of breast cancer-disease management group.
1)
4#
Adriamycin, Cyclophosphamide 2 or 3 weekly
2)
4#
Paclitaxel 2 or 3 weekly
3)
12#
weekly Paclitaxel
4)
12#
weekly Paclitaxel + Trastuzumab
5)
6#
Docetaxel, Carboplatin, Trastuzumab
6)
6#
Docetaxel, Carboplatin, Trastuzumab, Pertuzumab
STUDY DESIGN
Open label, Phase III, randomized controlled trial, 1:1.
Stratification Criteria :
1)
Premenopausal
/peri-menopausal versus postmenopausal
2)
Clinically
node positive versus node negative
3)
TNBC
versus HER2 positive
Trial procedures-
All patients of early breast cancer will be screened from the OPD.
Histological proof will be obtained with a trucut biopsy and
immunohistochemical assessment with routine methods. FISH test will be done in
all cases with HER2 result equivocal on IHC. All triple negative and HER 2
positive, T1-2, N0-1 patients will be explained the consent and those
consenting will be randomized. The surgical plan will be as per
clinico-radiological assessment and patient choice – i.e., either a BCS or mastectomy. Upfront surgery for axilla will
include either low axillary sampling or sentinel node biopsy, or axillary
dissection if positive node is found in the axilla. All patients in the surgery
first arm will receive Inj. Proluton 4-14 days prior to surgery and Inj. Lignocaine
as peritumoral infiltration 5-10 minutes before surgical resection. In the
pre-operative chemotherapy group, patients will receive appropriate
chemotherapy regimen as per conventional standard. Response assessment will be
as per usual care, i.e., clinical assessment at each cycle and radiological
assessment at the end line of chemotherapy. Patients with good response to chemotherapy
will go on to complete all chemotherapy first while those with stable or
progressive disease will be considered for surgery after the first line
chemotherapy. Hematological and cardiac assessment will be as per usual care.
Prior to surgery, clinico-radiological assessment and patient choice will
determine the type of surgery, i.e., BCS vs mastectomy. Patients undergoing surgery
after pre-operative chemotherapy will undergo complete axillary dissection or
equivalent procedure. Appropriate oncoplastic procedure after BCS and post
mastectomy whole breast reconstruction will be offered to all the patients as
per patient choice and surgeon assessment. Those patients not having pCR in the
pre-operative chemotherapy group will be offered maintenance capecitabine (if
TNBC) or InjT-DM1 (if HER2 positive) as per standard of care, patient tolerance
and affordability. All patients will receive at least 6 months or up to 1 year
of adjuvant Trastuzumab as per cardiac fitness and risk stratification.
All patients will receive radiation therapy as per standard
institutional protocol (All BCS, All mastectomy > 5 cm and node positive).
Adjuvant endocrine treatment will be offered to patients if ER+/-PR positive
along with HER2 + as per standard institutional guidelines.
Follow-up
All patients will be followed up every 6 monthly for the first 5 years
and yearly after that until progression and death. In case of progression,
further management will be as per the standard Institutional policies/ BC-DMG
decision.
SERIOUS ADVERSE EVENT RECORDING AND REPORTING
A serious adverse event (SAE) is defined as any untoward medical
occurrence (due to the participation in the concerned trial) that at any dose:
·
-Results in death.
·
-Is life-threatening.
·
Requires inpatient
hospitalization or prolongation of an existing hospitalization.
·
Results in a persistent or
significant disability or incapacity.
·
Results in a congenital
anomaly or birth defect.
If patient’s disease
progresses during course of active treatment, endpoint for the same patient
will be achieved, thus event after the disease progression of patient will not
be notified.
Patients on the study will be receiving standard treatment as both the
arm of the study is standard of care. Hence toxicities related to chemotherapy
such as febrile neutropenia, neuropathy and cardiac toxicities will not be
considered as SAE. Also hospitalization related to any adjuvant treatment
toxicities will not be reported as serious adverse event. However, any toxicity
more than grade 3, death will be reported as SAE All other SAEs, including
other information reportable as SAE information will be get reported to DSMU
/IEC as per institutional and regulatory guidelines.
STATISTICAL CONSIDERATION
A total sample size of 1513 (1600 with accounting for
lost-to-follow-up) split equally between the two groups, or 288 events,
achieves 80% power to detect a hazard rate of 0.70173 when the proportions
surviving in each group are 0.78 and 0.84 at a significance level (alpha) of
0.05 using a two-sided log rank test. These results assume that 2 sequential
tests are made using the Pocock spending function (as detailed below) to
determine the test boundaries and that the hazards are proportional.
Details when Spending = Pocock, N = 1513, d = 287, S1
= 0.78, S2 = 0.84
|
Look
|
Time
|
Lower
Bndry
|
Upper
bndry
|
Nominal
Alpha
|
Inc
Alpha
|
Total
Alpha
|
Inc
Power
|
Total
power
|
|
1
|
5
|
-2.12593
|
2.12593
|
0.03351
|
0.03351
|
0.03351
|
0.53550
|
0.53550
|
|
2
|
9
|
-2.21823
|
2.21823
|
0.02654
|
0.01649
|
0.05000
|
0.26452
|
0.80002
|
Drift 2.97174
The total study duration is 9 years with accrual
period of 4 years and follow-up for 5 years.
Analysis
of the variables-
Data will be recorded in CRFs and SPSS/Redcap. Kaplan
Meir curves will be plotted for disease free and overall survival and other
survival outcomes such as locoregional recurrence free survival etc. All other
clinic-pathological characteristics will be captured and compared with spss/SAS
using standard tests such as chi-square, Mann Whitney, Logistic regression.
Multivariate analyses for survival will be done using Cox regression method. Significance
will be considered for 2-sided p value of 0.05.
Feasibility-
At the Tata Memorial Centre (TMH and ACTREC), we treat
a minimum of 2000 patients annually with curative intent and surgery. At least
1000 of these are early breast cancer. They will be eligible for the study. We
hope to have at least a 40% accrual rate, hence, the study should be completed
within 4 years.
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