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CTRI Number  CTRI/2018/01/011353 [Registered on: 16/01/2018] Trial Registered Prospectively
Last Modified On: 04/11/2023
Post Graduate Thesis  No 
Type of Trial  Interventional 
Type of Study   Drug 
Study Design  Randomized, Parallel Group Trial 
Public Title of Study   Study to assess the efficacy of Durvalumab and/or Tremelimumab in Patients with Hepatocellular Carcinoma 
Scientific Title of Study   A Randomized, Open-label, Multi-center Phase III Study of Durvalumab and Tremelimumab as First-line Treatment in Patients with Unresectable Hepatocellular Carcinoma (HIMALAYA) 
Trial Acronym   
Secondary IDs if Any
Modification(s)  
Secondary ID  Identifier 
CTRI/2018/01/011353  ClinicalTrials.gov 
Protocol No: D419CC00002 Version 1.0, dated 09 AUG 2017  Protocol Number 
 
Details of Principal Investigator or overall Trial Coordinator (multi-center study)  
Name   
Designation   
Affiliation   
Address 




 
Phone    
Fax    
Email    
 
Details of Contact Person
Scientific Query

Modification(s)  
Name  Mr Sandeep AV 
Designation  Senior Director, Oncology Country Head Site Management and Monitoring – India  
Affiliation  AstraZeneca Pharma India Limited 
Address  AstraZeneca Pharma India Ltd. Block N1, 12th Floor, Manyata Embassy Business Park Rachenahalli, Outer Ring Road, Bangalore, Bangalore

Bangalore
KARNATAKA
560045
India 
Phone  91-9845079472  
Fax  91-8067748857  
Email  Sandeep.AV@astrazeneca.com  
 
Details of Contact Person
Public Query

Modification(s)  
Name  Mr Sandeep AV 
Designation  Senior Director, Oncology Country Head Site Management and Monitoring – India  
Affiliation  AstraZeneca Pharma India Limited 
Address  AstraZeneca Pharma India Ltd. Block N1, 12th Floor, Manyata Embassy Business Park Rachenahalli, Outer Ring Road, Bangalore, Bangalore

Bangalore
KARNATAKA
560045
India 
Phone  91-9845079472  
Fax  91-8067748857  
Email  Sandeep.AV@astrazeneca.com  
 
Source of Monetary or Material Support  
AstraZeneca AB, 151 85 Södertälje, Sweden 
 
Primary Sponsor  
Name  AstraZeneca AB  
Address  151 85 Sodertalje, Sweden  
Type of Sponsor  Pharmaceutical industry-Global 
 
Details of Secondary Sponsor  
Name  Address 
NIL  NIL 
 
Countries of Recruitment     Brazil
Canada
China
France
Germany
Hong Kong
India
Italy
Japan
Republic of Korea
Russian Federation
Spain
Taiwan
Thailand
Ukraine
United States of America
Viet Nam  
Sites of Study
Modification(s)  
No of Sites = 15  
Name of Principal Investigator  Name of Site  Site Address  Phone/Fax/Email 
Dr Sushant Mittal  Action Cancer Hospital  Department of Medical Oncology, A4, Paschim Vihar,
New Delhi
DELHI 
01149222222
01145024287
sushantmittal80@gmail.com 
Dr Sankar Srinivasan  Apollo Speciality Hospital  Department of Medical Oncology, No: 320, Padma Complex, Anna Salai, Nandanam
Chennai
TAMIL NADU 
04424336119
04424329044
srinivasangirija@gmail.com 
Dr Hari Goyal  Artemis Hospitals  Department of Medical Oncology Sector 51
Gurgaon
HARYANA 
01246767999
01246767701
harig@artemishospitals.com 
Dr MVT Krishna Mohan  Basavatarakam Indo American Cancer Hospital & Research Institute   Department of Medical Oncology, Road No. 10, Banjara Hills, Hyderabad, Telangana PIN – 500034, India
Hyderabad
ANDHRA PRADESH 
986615450

mvtkm@yahoo.com 
Dr Anjana Joel  Christian Medical College  Department of Medical Oncology Ida Scudder Road 632004
Vellore
TAMIL NADU 
04162283040
04163073410
anjanajoel@cmcvellore.ac.in 
Dr Shruti Kate  HCG Manavata Cancer Centre  Behind Shivang Auto, Mumbai Naka, PIN 422002
Nashik
MAHARASHTRA 
7506117343

drshruti@mcrinasik.com 
Dr Sewanthi Limaye  Kokilaben Dhirubhai Ambani Hospital and Medical Research Institute  Department of Medical Oncology, Rao Saheb Achutrao Patwardhan Marg,Four Bunglows, Andheri West, Mumbai 400053 Mumbai MAHARASHTRA
Mumbai
MAHARASHTRA 
9619607339

sewanti@yahoo.com 
Dr Asarawala Nirav Niranjanbhai  Manibhai Shivabhai Patel Cancer Centre  Shree Krishna Hospital and Medical Research Centre H M Patel Centre for Medical Care & Education(Managed by: Charutar Arogya Mandal) Gokal Nagar Karamsad
Anand
GUJARAT 
02692222130
02692223466
niravna@charutarhealth.org 
Dr Asis Mukhopadyay  Netaji Subhash Chandra Bose Cancer Research Institute  Department of Medical Oncology 16A Park Lane
Kolkata
WEST BENGAL 
03324486362
03322264704
ncri.clinicalresearch@gmaiol.com 
Dr Lokesh K N  Shetty’s Hospital  Department of Medical Oncology Plot No. 11&12, 12th F Main Kaveri Nagar, Kodichikkanahalli, Bommanahalli
Bangalore
KARNATAKA 
08025732886
08025732887
knloki@gmail.com 
Dr Ghanashyam Biswas  Sparsh Hospital and Critical Care (P) Ltd  Department of Medical Oncology A/407 Saheed Nagar Bhubaneswar
Khordha
ORISSA 
06742540183
06742545860
drgbiswas@gmail.com 
Dr Satheesh CT  Sri Venkateshwara Hospital  Dept. of Medical Oncology # 27, 29th Main Road, Rashtra Kuvempu Nagara, BTM 2nd stage, BTM layout, PIN-560076
Bangalore
KARNATAKA 
08041508702
08040416700
drsatheeshct@gmail.com 
Dr Vikas Sureshchand Ostwal  Tata Memorial Hospital  Department of Medical Oncology, 3rd floor Homibhababudiling Room Number 323, Dr. Ernest Borges Marg, Parel
Mumbai
MAHARASHTRA 
02224177000
02224146937
dr.vikas.ostwal@gmail.com 
Dr Kiran Ashok Kattimani  The Karnataka Cancer Therapy & Research Institute KCT & RI  Department of Medical Oncology Padmashree Dr. R.B. Patil Cancer Hospital Navanagar
Dharwad
KARNATAKA 
08362228217
08362323167
dr_kattimani@yahoo.com 
Dr Subramanian Sundaram  V.S Hospital  Director Medical Oncology, Dept. of Medical Oncology, 13-East Spurtank Road Chetpet -600031
Chennai
TAMIL NADU 
9104442001000

subramanian.vsh@gmail.com 
 
Details of Ethics Committee
Modification(s)  
No of Ethics Committees= 13  
Name of Committee  Approval Status 
Action Cancer Hospital Ethics Committee  Approved 
Artemis Health Sciences Institutional Ethics Committee  Approved 
Institutional Ethics Committee H. M. Patel Centre for Medical Care and Education  Approved 
Institutional Ethics committee – Clinical Studies, Apollo Hospitals  Approved 
Institutional Ethics Committee, Basavatarakam Indo American Cancer Hospital & Research Institute   Approved 
Institutional Ethics Committee, Kokilaben Dhirubhai Ambani Hospital & Medical Research Institute   Approved 
Institutional Ethics Committee, Sparsh Hospital and Critical Care Pvt. Ltd.  Approved 
Institutional Ethics Committee, Tata Memorial Hospital   Approved 
Institutional Ethics Committee,The Karnataka Cancer Therapy & Research Institute  Approved 
Manavata Clinical Research Institute Ethics Committee  Approved 
Shetty’s Hospital Ethics Committee  Approved 
Sri Venkateshwara Hospital Ethics Committee  Approved 
V.S Hospital Ethics Committee  Approved 
 
Regulatory Clearance Status from DCGI  
Status 
Approved/Obtained 
 
Health Condition / Problems Studied
Modification(s)  
Health Type  Condition 
Patients  (1) ICD-10 Condition: C220||Liver cell carcinoma, Men and women ≥18 years of age with Unresectable Hepatocellular Carcinoma.,  
 
Intervention / Comparator Agent
Modification(s)  
Type  Name  Details 
Intervention  MEDI4736 monotherapy, MEDI4736 plus Tremelimumab combination therapy   Drug: Durvalumab Drug: Tremelimumab (Regimen 1) Drug: Tremelimumab (Regimen 2) Drug: Durvalumab (Regimen 1) Drug: Durvalumab (Regimen 2) 
Comparator Agent  Sorafenib   Sorafenib  
 
Inclusion Criteria
Modification(s)  
Age From  18.00 Year(s)
Age To  99.00 Year(s)
Gender  Both 
Details  1. Age greater than or equal to 18 years at the time of screening
2. Body weight >30 kg
3. Written informed consent and any locally required authorization (eg, Health Insurance Portability and Accountability Act in the US, European Union [EU] Data Privacy Directive in the EU) obtained from the patient/legal representative prior to performing any protocol-related procedures, including screening evaluations.
4. Confirmed HCC based on histopathological findings from tumor tissues
5. Must not have received prior systemic therapy for HCC
6. Must not be eligible for locoregional therapy for unresectable HCC. For patients who progressed after locoregional therapy for HCC, locoregional therapy must have been completed ≥28 days prior to the baseline scan for the current study
7. Barcelona Clinic Liver Cancer (BCLC) stage B (that is not eligible for locoregional therapy) or stage C
8. Child-Pugh Score class A
9. ECOG performance status of 0 or 1 at enrollment
10. Patients with HBV infection (as characterized by positive hepatitis B surface antigen [HBsAg], detectable HBV DNA, or hepatitis B core antibodies [anti HBc Ab]) and are eligible for inclusion must be treated with antiviral therapy, per institutional practice, to ensure adequate viral suppression (HBV DNA ≤2000 IU/mL) prior to enrollment. Note: HBV-positive patients must remain on antiviral therapy for the study duration and must continue therapy for 6 months after the last dose of study medication.
11. Patients with HCV infection must have confirmed diagnosis of HCV characterized by the presence of detectable HCV RNA or anti-HCV antibody upon enrollment (management of this disease is per local institutional practice).
12. At least 1 measurable lesion, not previously irradiated, that can be accurately measured at baseline as ≥10 mm in the longest diameter (except lymph nodes, which must have a short axis ≥15 mm) with CT or MRI, and that is suitable for accurate repeated measurements as per RECIST 1.1 guidelines
13. Adequate organ and marrow function, as defined below. Criteria “a,” “b,” “c,” and “f” cannot be met with transfusions, infusions, or growth factor support administered within 14 days of starting the first dose
a. Hemoglobin ≥9 g/dL
b. Absolute neutrophil count ≥1000/µL
c. Platelet count ≥75000/µL
d. Total bilirubin (TBL) ≤2.0×ULN
e. AST and ALT ≤5×ULN
f. Albumin ≥2.8 g/dL
g. International normalized ratio (INR) ≤1.6
h. Calculated creatinine clearance ≥50 mL/minute as determined by Cockcroft Gault (using actual body weight) or 24 hour urine creatinine clearance
a. Hemoglobin ≥9 g/dL
b. Absolute neutrophil count ≥1000/µL
c. Platelet count ≥75000/µL
d. Total bilirubin (TBL) ≤2.0×ULN
e. AST and ALT ≤5×ULN
f. Albumin ≥2.8 g/dL
g. International normalized ratio (INR) ≤1.6
h. Calculated creatinine clearance ≥50 mL/minute as determined by Cockcroft Gault (using actual body weight) or 24 hour urine creatinine clearance
14. Evidence of post-menopausal status or negative urinary or serum pregnancy test for female pre-menopausal patients. Women will be considered post-menopausal as described in Section 3.8 
 
ExclusionCriteria 
Details  1. Involvement in the planning and/or conduct of the study (applies to both AstraZeneca staff and/or staff at the study site)
2. Previous study drug(s) assignment in the present study.
3. Concurrent enrollment in another clinical study, unless it is an observational (non interventional) clinical study or during the follow-up period of an interventional study.
4. Have received an investigational product within 28 days prior to the first dose of study drug(s)
5. Any unresolved toxicity National Cancer Institute (NCI) Common Terminology Criteria for Adverse Event (CTCAE) Grade ≥2 from previous anticancer therapy with the exception of alopecia, vitiligo, and the laboratory values defined in the inclusion criteria:
- Patients with Grade ≥2 neuropathy will be evaluated on a case-by-case basis after consultation with the Study Physician.
- Patients with irreversible toxicity not reasonably expected to be exacerbated by treatment with durvalumab or tremelimumab may be included only after consultation with the Study Physician.
6. Any concurrent chemotherapy, study drug, or biologic or hormonal therapy for cancer treatment. Concurrent use of hormonal therapy for non-cancer-related conditions (eg, hormone replacement therapy) is acceptable.
7. Known allergy or hypersensitivity to any of the study drugs or any of the study drug excipients.
8. Radiotherapy treatment to more than 30% of the bone marrow or with a wide field of radiation within 28 days of the first dose of study drug(s).
9. Major surgical procedure (as defined by the Investigator) within 28 days prior to the first dose of study drug(s). Note: Local surgery of isolated lesions for palliative intent is acceptable
10. History of allogeneic organ transplantation (eg, liver transplant).
11. History of hepatic encephalopathy within past 12 months or requirement for medications to prevent or control encephalopathy (eg, no lactulose, rifaximin, etc if used for purposes of hepatic encephalopathy).
12. Ascites that require ongoing paracentesis, within 6 weeks prior to the first scheduled dose, to control symptoms.
13. Main portal vein thrombosis present on imaging
14. Active or prior documented GI variceal bleed or history of upper GI bleeding, ulcers, or esophageal varices with bleeding within 12 months; adequate endoscopic therapy according to institutional standards is required for patients with history of esophageal variceal bleeding or assessed as high risk for esophageal variceal by the treating investigator
15. Patient currently exhibits symptomatic or uncontrolled hypertension defined as diastolic blood pressure >90 mmHg or systolic blood pressure >140 mmHg
16. Any condition interfering with swallowing pills, uncontrolled diarrhea, or other contraindication to oral therapy.
17. Active or prior documented autoimmune or inflammatory disorders (including inflammatory bowel disease, systemic lupus erythematosus, Sarcoidosis syndrome, or Wegener syndrome (granulomatosis with polyangiitis, Graves isease, rheumatoid arthritis, hypophysitis, uveitis, etc)). Patients without active disease in the last 5 years are excluded unless discussed with the Study Physician and considered appropriate for study participation
The following are exceptions to this criterion:
- Patients with vitiligo or alopecia
- Patients with hypothyroidism (eg, following Hashimoto syndrome) stable on hormone replacement
- Any chronic skin condition that does not require systemic therapy
- Patients with celiac disease controlled by diet alone
18. Confirmed HBV infection must not be co-infected with HCV (as indicated by the absence of anti-HCV antibodies) or hepatitis D virus (HDV; as indicated by the absence of anti-HDV antibodies).
19. Confirmed HCV infection must not be co-infected with HBV as defined by negative HBsAg. Patients with confirmed HCV infection who are negative for HBsAg, but positive for anti-HBc with detectable HBV DNA, are eligible but must be started on active antiviral therapy (for HBV) prior to enrollment to ensure adequate viral suppression (HBV DNA ≤2000 IU/mL).
20. Uncontrolled intercurrent illness, including but not limited to, ongoing or active infection, symptomatic congestive heart failure, uncontrolled hypertension, unstable angina pectoris, cardiac arrhythmia, ILD, serious chronic GI conditions associated with diarrhea, or psychiatric illness/social situations that would limit compliance with study requirement, substantially increase the risk of incurring AEs, or compromise the ability of the patient to give written informed consent
21. History of another primary malignancy except for:
 Malignancy treated with curative intent and with no known active disease ≥5 years before the first dose of study drug(s) and of low potential risk for recurrence
 Adequately treated non-melanoma skin cancer or lentigo maligna without evidence of disease
 Adequately treated carcinoma in situ without evidence of disease
22. History of leptomeningeal carcinomatosis.
23. Brain metastases or spinal cord compression. Patients with suspected brain metastases at screening should have an MRI (preferred) or CT, each preferably with IV contrast of the brain prior to study entry.
24. Known fibrolamellar HCC, sarcomatoid HCC, or mixed cholangiocarcinoma and HCC.
25. History of active primary immunodeficiency.
26. Active infection including tuberculosis (TB) (clinical evaluation that includes clinical history, physical examination and radiographic findings, and TB testing in line with local practice), or human immunodeficiency virus (positive human HIV 1/2 antibodies).
27. Current or prior use of immunosuppressive medication within 14 days before the first dose of study drug(s). The following are exceptions to this criterion:
 Intranasal, inhaled, topical steroids, or local steroid injections (eg, intra articular injection)
 Systemic corticosteroids at physiologic doses not to exceed 10 mg/day of prednisone or its equivalent
 Steroids as premedication for hypersensitivity reactions (eg, CT scan premedication)
28. Receipt of live attenuated vaccine within 30 days prior to the first dose of study drug(s). Note: Patients, if enrolled, should not receive live vaccine while receiving study drug(s) and up to 30 days after the last dose of study drug(s).
29. Female patients who are pregnant or breastfeeding or male or female patients of reproductive potential who are not willing to employ effective birth control from screening to 90 days after the last dose of durvalumab monotherapy or 180 days after the last dose of durvalumab plus tremelimumab combination therapy. Not engaging in sexual activity, as per the patient’s preferred and usual lifestyle, for the total duration of the treatment and washout periods is an acceptable practice.
30. Prior randomization or treatment in a previous durvalumab and/or tremelimumab clinical study regardless of treatment arm assignment.
31. Patients who have received anti-PD-1, anti PD-L1, or anti CTLA-4 prior to the first dose of study drug(s) 
 
Method of Generating Random Sequence   Stratified block randomization 
Method of Concealment   Centralized 
Blinding/Masking   Open Label 
Primary Outcome
Modification(s)  
Outcome  TimePoints 
To assess the efficacy of durvalumab plus tremelimumab arm compared with sorafenib arm: Overall Survival (Timepoint)  Overall Survival  
 
Secondary Outcome
Modification(s)  
Outcome  TimePoints 
To assess the efficacy of Durvalumab Monotherapy vs. Sorafenib arm (for non-inferiority)  Overall Survival 
To assess the efficacy of Durvalumab Monotherapy vs. Sorafenib arm (for superiority)  Overall Survival  
To assess the efficacy of Durvalumab Monotherapy vs. Sorafenib and Durvalumab plus tremelimumab vs Sorafenib arm   Overall Survival & Progression free survival  
To assess the efficacy of Durvalumab Monotherapy and Durvalumab plus tremelimumab in patients with an opportunity for 32 weeks of follow-up.   ORR, BoR, DOR as per RECIST 1.1 
To assess the efficacy of Durvalumab Monotherapy vs. Sorafenib and Durvalumab plus tremelimumab vs Sorafenib arm by PD-L1 expression.  Overall Survival  
To assess disease-related symptoms, impacts, and health-related quality of life (HRQoL) in Durvalumab Monotherapy vs. Sorafenib and Durvalumab plus tremelimumab vs Sorafenib  Overall Survival  
To investigate the immunogenicity of Durvalumab Monotherapy vs. Durvalumab plus tremelimumab arm  Overall Survival  
To evaluate the population pharmacokinetics (PK) and pharmacodynamics of Durvalumab Monotherapy vs. Durvalumab plus tremelimumab arm  Overall Survival 
To assess the safety and tolerability profile across all treatment arms  Overall Survival 
To assess PFS from rechallenge in the durvalumab plus tremelimumab combination arm and to assess PFS from first post-discontinuation therapy in Durvalumab Monotherapy, Durvalumab plus tremelimumab, and Sorafenib arm  Overall Survival (OS) (Time frame-Approximately 4 years)  
To assess the efficacy of Durvalumab Monotherapy vs. Sorafenib arm and Durvalumab plus tremelimumab vs Sorafenib arm using immune-related Response Evaluation Criteria in solid tumors (irRECIST) and modified Response Evaluation Criteria in Solid Tumors (mRECIST) for HCC.  Progression free survival & Overall survival  
To investigate the relationship between the progressive changes in alpha-fetoprotein (AFP) level and efficacy parameters  Overall Survival  
To investigate the immunogenicity of all immunotherapy arms  Overall Survival  
To evaluate the population PK and pharmacodynamics of all immunotherapy arms  Overall Survival  
To assess the safety and tolerability profile of all immunotherapy arms with sorafenib arm
 
Overall Survival  
 
Target Sample Size   Total Sample Size="1200"
Sample Size from India="90" 
Final Enrollment numbers achieved (Total)= "Applicable only for Completed/Terminated trials"
Final Enrollment numbers achieved (India)="Applicable only for Completed/Terminated trials" 
Phase of Trial   Phase 3 
Date of First Enrollment (India)   25/01/2018 
Date of Study Completion (India) Applicable only for Completed/Terminated trials 
Date of First Enrollment (Global)  11/10/2017 
Date of Study Completion (Global) Applicable only for Completed/Terminated trials 
Estimated Duration of Trial   Years="4"
Months="0"
Days="0" 
Recruitment Status of Trial (Global)
Modification(s)  
Closed to Recruitment of Participants 
Recruitment Status of Trial (India)  Closed to Recruitment of Participants 
Publication Details   None Yet 
Individual Participant Data (IPD) Sharing Statement

Will individual participant data (IPD) be shared publicly (including data dictionaries)?  

Response - NO
Brief Summary
Modification(s)  

This is a randomized, open-label, multi-center, global, Phase III study to assess the efficacy and safety of durvalumab plus tremelimumab combination therapy and durvalumab monotherapy versus sorafenib in the treatment of patients with no prior systemic therapy for unresectable HCC.  The patients cannot be eligible for locoregional therapy.

Patients will be randomized in a 1:1:1:1 ratio to durvalumab monotherapy (Arm 1), combination therapy with durvalumab plus tremelimumab regimen 1 (Arm 2), combination therapy with durvalumab plus tremelimumab regimen 2 (Arm 3), and sorafenib (Arm 4).  Patients will be stratified according to macrovascular invasion (yes versus no), etiology of liver disease (hepatitis B virus [HBV] versus hepatitis C virus [HCV] versus others), and performance status (Eastern Cooperative Oncology Group [ECOG] 0 versus 1).

Durvalumab and tremelimumab will be administered via intravenous (IV) infusion every 4 weeks (Q4W). Sorafenib will be administered orally BID.

Patients in all treatment arms, should, wherever possible, continue to receive their initially assigned treatment to disease progression.

Patients in all treatment arms may continue receiving their originally assigned treatment, at the Investigator’s discretion, after the first overall time point assessment of progressive disease (PD) by Response Evaluation Criteria in Solid Tumors version 1.1 (RECIST 1.1) until PD is confirmed on a follow-up scan (confirmed PD).  A confirmatory scan is required following the assessment of PD by RECIST 1.1, preferably at the next scheduled visit and no earlier than 4 weeks after the previous assessment of PD. Patients in all arms with confirmed PD who, in the Investigator’s opinion, continue to receive benefit from their assigned treatment and meet the criteria for treatment in the setting of PD may continue to receive their assigned treatment. However, patients who develop progression in a target lesion after a clear response to therapy as defined by RECISTâ—¦1.1 will not be permitted to continue therapy. 
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