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CTRI Number  CTRI/2025/02/080989 [Registered on: 20/02/2025] Trial Registered Prospectively
Last Modified On: 18/02/2025
Post Graduate Thesis  No 
Type of Trial  Interventional 
Type of Study   Drug 
Study Design  Randomized, Parallel Group, Active Controlled Trial 
Public Title of Study   A major study is testing two treatments for esophageal cancer that can still be removed with surgery. One group gets three chemo drugs before surgery, while the other gets the same chemo plus an immune-boosting treatment. The goal is to see which shrinks tumors better and improves patient outcomes 
Scientific Title of Study   Phase III RCT comparing triplet neoadjuvant chemotherapy with triplet neoadjuvant chemoimmunotherapy in patients with locally advanced resectable esophageal squamous carcinoma 
Trial Acronym  NIL 
Secondary IDs if Any  
Secondary ID  Identifier 
NIL  NIL 
 
Details of Principal Investigator or overall Trial Coordinator (multi-center study)  
Name  Dr Nandini Menon 
Designation  Associate Professor  
Affiliation  Tata Memorial Centre  
Address  Tata Memorial Centre Department of Medical Oncology OPD No 204 2nd Floor Dr E Borges Marg Parel

Mumbai
MAHARASHTRA
400012
India 
Phone  09769178270  
Fax    
Email  nandini.menon1412@gmail.com  
 
Details of Contact Person
Scientific Query
 
Name  Dr Nandini Menon 
Designation  Associate Professor  
Affiliation  Tata Memorial Centre  
Address  Tata Memorial Centre Department of Medical Oncology OPD No 204 2nd Floor Dr E Borges Marg Parel

Mumbai
MAHARASHTRA
400012
India 
Phone  09769178270  
Fax    
Email  nandini.menon1412@gmail.com  
 
Details of Contact Person
Public Query
 
Name  Dr Nandini Menon 
Designation  Associate Professor  
Affiliation  Tata Memorial Centre  
Address  Tata Memorial Centre Department of Medical Oncology OPD No 204 2nd Floor Dr E Borges Marg Parel

Mumbai
MAHARASHTRA
400012
India 
Phone  09769178270  
Fax    
Email  nandini.menon1412@gmail.com  
 
Source of Monetary or Material Support  
Tata Memorial Centre, Dr E Borges Marg Parel Mumbai 400012 
 
Primary Sponsor  
Name  Tata Memorial Centre 
Address  Tata Memorial Centre Dr E Borges Marg Parel Mumbai 400012 
Type of Sponsor  Research institution and hospital 
 
Details of Secondary Sponsor  
Name  Address 
NIL  NIL 
 
Countries of Recruitment     India  
Sites of Study  
No of Sites = 1  
Name of Principal Investigator  Name of Site  Site Address  Phone/Fax/Email 
Dr Nandini Menon  Tata Memorial Centre  Tata Memorial Centre Department of Medical Oncology OPD No 204 2nd Floor Dr E Borges Marg Parel
Mumbai
MAHARASHTRA 
09769178270

nandini.menon1412@gmail.com 
 
Details of Ethics Committee  
No of Ethics Committees= 1  
Name of Committee  Approval Status 
Institutional Ethics Committee - II   Approved 
 
Regulatory Clearance Status from DCGI  
Status 
Not Applicable 
 
Health Condition / Problems Studied  
Health Type  Condition 
Patients  (1) ICD-10 Condition: C159||Malignant neoplasm of esophagus, unspecified, (2) ICD-10 Condition: C155||Malignant neoplasm of lower thirdof esophagus, (3) ICD-10 Condition: C154||Malignant neoplasm of middle thirdof esophagus, (4) ICD-10 Condition: C158||Malignant neoplasm of overlappingsites of esophagus, (5) ICD-10 Condition: C153||Malignant neoplasm of upper thirdof esophagus,  
 
Intervention / Comparator Agent  
Type  Name  Details 
Intervention  Docetaxel, Cisplatin/Carboplatin and 5-FU/Capecitabine  Patients will receive Docetaxel, Cisplatin/Carboplatin and 5-FU/Capecitabine. 5FU will be dosed at 750 mg/m2 continuous intravenous infusion on days 1 to 5. Cisplatin will be dosed at 75 mg/m2on day 1 of each cycle, diluted in 500ml of 0.9% normal saline (with appropriate pre- and post-chemotherapy hydration, and anti-emetic measures). Carboplatin AUC 5 or 6 (calculated by Calvert formula) will be administered intravenous, in 250-500ml 0.9%NS or dextrose solutions over 30-60mins on Day 1. Docetaxel will be dosed at 75mg/m2 intravenous on day 1. (500mL sodium chloride 0.9% non-PVC infusion bag with a 0.22 micron in-line filter). Capecitabine will be dosed at 650mg/m2, twice a day, daily, every 21-days, starting on day 1 of chemotherapy. Intervention will be from randomization till disease progression or till death 
Comparator Agent  Docetaxel, Cisplatin/Carboplatin, 5-FU/Capecitabine, and Nivolumab.  5FU will be dosed at 750 mg/m2 continuous intravenous infusion on days 1 to 5. Cisplatin will be dosed at 75 mg/m2on day 1 of each cycle, diluted in 500ml of 0.9% normal saline (with appropriate pre- and post-chemotherapy hydration, and anti-emetic measures). Carboplatin AUC 5 or 6 (calculated by Calvert formula) will be administered intravenous, in 250-500ml 0.9%NS or dextrose solutions over 30-60mins on Day 1. Docetaxel will be dosed at 75mg/m2 intravenous on day 1. (500mL sodium chloride 0.9% non-PVC infusion bag with a 0.22 micron in-line filter). Capecitabine will be dosed at 650mg/m2, twice a day, daily, every 21-days, starting on day 1 of chemotherapy Nivolumab 40 mg would be administered in 100 ml NS over 60 minutes every 3 weekly. Intervention will be from randomization till disease progression or till death 
 
Inclusion Criteria  
Age From  18.00 Year(s)
Age To  99.00 Year(s)
Gender  Both 
Details  Subjects must have histologically proven squamous cell carcinoma of the esophagus or esophagogastric junction.

Tumor should be surgically resectable. Pre-treatment stage cT2-4a, N0-3, M0. Cervical esophageal cancers should be resectable without the need for laryngectomy.

Male, female, or transgender subjects aged 18 to 75 years.

Eastern Cooperative Oncology Group ECOG performance status 0 to 2.

Subjects must have normal organ and marrow function as defined below:
a. Hematologic: Absolute neutrophil count ANC greater than or equal to 1.0x109 per liter, platelet count greater than or equal to 100x109 per liter, and hemoglobin greater than or equal to 8 grams per deciliter.
b. Hepatic: Total bilirubin level less than or equal to 1.5 times the upper limit of normal ULN range and AST and ALT levels less than or equal to 2.5 times ULN.
c. Renal: Estimated creatinine clearance greater than or equal to 30 milliliters per minute.
d. Pulmonary: Patients should have adequate pulmonary function tests.

Patients with HIV are potentially eligible, as long as they have a CD4 count greater than 200, are on concurrent HAART highly active antiretroviral therapy, and absence of active AIDS-defining conditions.

Pregnancy test: Negative serum or urine pregnancy test at screening for women of childbearing potential.

Women of childbearing potential must be willing to consent to using effective contraception such as hormonal contraceptives, bilateral tubal ligation, barrier with spermicide, intrauterine device while on treatment and for at least 3 months thereafter. A man who is the partner of a woman of childbearing potential must be willing to consent to using effective contraception such as vasectomy or barrier with spermicide while on treatment and for 3 months thereafter.

Both men and women of all races and ethnic groups are eligible for this study.

Ability to understand and the willingness to sign a written informed consent document. 
 
ExclusionCriteria 
Details  1 Subjects who are receiving any other concurrent investigational agents
2 Clinical or radiologic evidence of metastatic disease
3 Patients unfit for curative surgery for any reason
4 Infections Active infection requiring systemic therapy
5 Hepatitis Hepatitis B virus or hepatitis C virus infection at screening. Positive HBV surface antigen with raised HBV DNA or anti HCV antibody screening test positive with raised HCV RNA. Mere presence of HBV or HCV at screening test wont rule the patient out
6 Hypersensitivity to study drug Known prior severe hypersensitivity to investigational product or any component in its formulations
7 Cardiovascular disease Clinically significant active cardiovascular disease unstable angina congestive heart failure Class 2 or more serious uncontrolled cardiac arrhythmia or asymptomatic individuals with ejection fraction below 50 percent
8 Other severe acute or chronic medical conditions including inflammatory bowel disease pneumonitis chronic kidney disease known peripheral neuropathy grade 1 or more chronic liver disease pulmonary fibrosis or psychiatric conditions including recent within the past year or active suicidal ideation or behavior
9 Pregnant women are excluded from this study. Advise females of reproductive potential to use effective contraception during treatment and for at least one month after treatment completion
10 Any other malignancies within the last 5 years other than curatively treated basal cell carcinoma of the skin and in situ carcinoma of the cervix
11 Immunosuppressants Current use of immunosuppressive medication except for the following intranasal inhaled topical steroids or local steroid injection systemic corticosteroids at physiologic doses of 10 mg per day of prednisone or equivalent steroids as premedication for hypersensitivity reactions steroids for raised intracranial pressure due to the disease itself
12 Autoimmune disease Active autoimmune disease that might deteriorate when receiving a chemotherapeutic agent. Patients with diabetes type 1 vitiligo psoriasis or hypo or hyperthyroid diseases not requiring immunosuppressive treatment are eligible
13 Organ transplantation Prior organ transplantation including allogeneic stem cell transplantation
14 Vaccination Vaccination within 4 weeks of the first dose of Nivolumab and while on study is prohibited except for administration of inactivated vaccines
15 Lactating females There is no information regarding the presence of Nivolumab in human milk the effects on the breastfed infant or the effects on milk production. Since many drugs are excreted in human milk it is advised that a lactating woman should not breastfeed during treatment and for at least one month after the last dose of Nivolumab due to the potential for serious adverse reactions in breastfed infants
 
 
Method of Generating Random Sequence   Computer generated randomization 
Method of Concealment   Centralized 
Blinding/Masking   Open Label 
Primary Outcome  
Outcome  TimePoints 
3-year event-free survival (EFS) rates  EFS will be measured from randomization to progression treatment discontinuation or death. It will be evaluated at 1, 2, 3, 4, and 5 years Outcome assessments for both arms: baseline Cycle 2 Day 1 of neoadjuvant chemotherapy (+/-15 days) first follow-up post-chemotherapy (+/-15 days) first follow-up post-surgery (+/-15 days), and at 2 and 4 months post-surgery (+/-15 days) 
 
Secondary Outcome  
Outcome  TimePoints 
Overall survival OS
Objective Response Rates ORR
Toxicity assessment
Quality of life QOL assessment
R0 Resection rates Peri and post operative complication rates
Pathological response rates Tumour regression grades
Patterns of treatment failure local vs loco regional vs distant
Factors that impact OS Age Gender ECOG PS baseline body weight baseline haemoglobin baseline albumin histopathological grade Axial Imaging or Endoscopy defined location of the primary in the esophagus presence or absence of dysphagia pre operative T stage T2 vs T3 4 and N stage N0 1 vs N2 3 Neoadjuvant chemotherapy regimen used treatment completion rates response to neoadjuvant therapy underwent surgery versus not receipt of adjuvant immunotherapy versus not
Factors that impact EFS Same as factors affecting OS 
Overall Survival OS
Measured from the date of randomization until death from any cause. It will be described as median OS and as survival rates at 1 2 3 4 and 5 years post randomization

Objective Response Rates ORR
Calculated as the percentage of patients achieving a complete or partial response based on RECIST version 1.1 assessed after completion of neoadjuvant therapy

Toxicity Assessment
Acute Toxicity Assessed from the day of randomization until 90 days after the start of chemoradiotherapy CRT
Chronic Toxicity Evaluated for events occurring beyond 90 days from the start of CRT

Quality of Life QOL Assessment
Conducted using EORTC QLQ C30 and QLQ OES18 questionnaires at

Baseline
Cycle 2 Day 1 of neoadjuvant therapy 15 days
First follow up post treatment 15 days
First follow up post surgery 15 days
2 months post surgery 15 days
4 months post surgery 15 days
R0 Resection Rates
Assessed at the time of surgery. Resection is considered R0 if no tumor cells are found within 1 mm of any resection margin

Peri and Post Operative Complication Rates
Evaluated at 30 days and 90 days post surgery using the Clavien Dindo classification

Pathological Response Rates and Tumor Regression Grades TRG
Determined after surgery during the pathological evaluation of the resected specimen

Patterns of Treatment Failure Local Loco Regional Distant
Monitored during follow up visits as part of disease recurrence surveillance

Factors Impacting OS and EFS
Evaluated throughout the study with data collected during follow up at regular intervals up to 5 years post randomization 
Exploratory outcomes Biomarker analysis

 
Biomarker analysis will be conducted as part of exploratory objectives, with specific timepoints depending on sample availability and study milestones. 
 
Target Sample Size   Total Sample Size="362"
Sample Size from India="362" 
Final Enrollment numbers achieved (Total)= "Applicable only for Completed/Terminated trials"
Final Enrollment numbers achieved (India)="Applicable only for Completed/Terminated trials" 
Phase of Trial   Phase 3 
Date of First Enrollment (India)   01/03/2025 
Date of Study Completion (India) Applicable only for Completed/Terminated trials 
Date of First Enrollment (Global)  Date Missing 
Date of Study Completion (Global) Applicable only for Completed/Terminated trials 
Estimated Duration of Trial   Years="9"
Months="0"
Days="0" 
Recruitment Status of Trial (Global)   Not Applicable 
Recruitment Status of Trial (India)  Not Yet Recruiting 
Publication Details   N/A 
Individual Participant Data (IPD) Sharing Statement

Will individual participant data (IPD) be shared publicly (including data dictionaries)?  

Response - NO
Brief Summary  

Esophageal cancer, which affects the food pipe, is common in India, with nearly 10% of all new cancer cases each year being this type. The most frequent type of esophageal cancer is called squamous cell carcinoma. When diagnosed early enough, patients with this type of cancer can undergo surgery to remove the tumor, but they often receive chemotherapy before surgery to shrink the tumor and improve the chances of a successful surgery. However, even with this approach, the cancer returns in about 40% of patients within three years.

To reduce the chances of cancer coming back, this study will explore whether adding a low dose of immunotherapy (a treatment that helps the body’s immune system fight cancer) to the usual chemotherapy before surgery can improve outcomes. Immunotherapy has been shown to be helpful in other trials, but it is usually expensive. In this study, a more affordable low-dose version of immunotherapy called Nivolumab will be used alongside chemotherapy.

The study will compare two groups of patients with advanced but still operable esophageal squamous cell cancer. One group will receive the standard chemotherapy treatment, and the other will receive chemotherapy plus the low-dose immunotherapy. The main goal is to see if the combination treatment helps patients live longer without their cancer returning (event-free survival) over a period of three years. Study will also look at overall survival, how well the treatments shrink the tumor, the success rate of surgeries, and the patients’ quality of life.


Aim:To evaluate if triplet neoadjuvant chemotherapy with low-dose immunotherapy prolongs event-free survival compared to triplet neoadjuvant chemotherapy alone in patients with locally advanced resectable esophageal squamous carcinoma

 

Primary Objective: 3-year event-free survival (EFS)

 

Secondary Objectives: Overall Survival (OS), Objective Response Rate (ORR), R0 resection rates, pathological responses, patterns of treatment failure, Quality of Life (QOL), Safety, factors that impact OS and EFS.

 

Tertiary Objectives: Exploring biomarkers

 

Study Design:Randomized controlled, open-label, phase III study, superiority design

 

Study Population: Eligible patients with locally advanced resectable esophageal squamous carcinoma planned for curative intent treatment

 

Sample Size:362

Treatment Plan:Eligible patients will be randomized in a 1:1 fashion to triplet neoadjuvant chemotherapy (Docetaxel, Cisplatin/Carboplatin, 5-FU/Capecitabine) or neoadjuvant chemoimmunotherapy (Docetaxel, Cisplatin/Carboplatin, 5-FU/Capecitabine with Nivolumab 40mg). Response assessment will be done after completion of neoadjuvant treatment followed by assessment for surgery. Adjuvant treatment (chemotherapy, immunotherapy, or radiotherapy) will be as per discussion in the thoracic disease management group. Patients will be assessed with CT scans every 2-3 months in the first 2 years, every 6 months for the next 3 years, and thereafter yearly for assessment of disease recurrence. Following progression/discontinuation, patients will be followed up and treated as per standard institutional policy. Patients will be followed every 2-3 months until death for survival analysis.

 Duration of Study:9 years (6 years of accrual and 3 years of follow up)


 
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