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CTRI Number  CTRI/2025/02/081029 [Registered on: 20/02/2025] Trial Registered Prospectively
Last Modified On: 18/08/2025
Post Graduate Thesis  No 
Type of Trial  Interventional 
Type of Study   Drug 
Study Design  Single Arm Study 
Public Title of Study   A Study to Test Chemotherapy with Low-Dose Immunotherapy Before Surgery in Treatable Lung Cancer 
Scientific Title of Study   Neoadjuvant chemotherapy with low dose immunotherapy in resectable non-small cell lung cancer – A phase II open label single arm study 
Trial Acronym  NIL 
Secondary IDs if Any  
Secondary ID  Identifier 
NIL  NIL 
 
Details of Principal Investigator or overall Trial Coordinator (multi-center study)  
Name  Dr Minit Shah 
Designation  Associate Professor 
Affiliation  Tata Memorial Centre 
Address  Tata Memorial Hospital, Homi Bhabha Block, Department of Medical oncology, Room no 204, 2nd floor, Dr Ernest Borges Rd, Parel East, Mumbai

Mumbai
MAHARASHTRA
400012
India 
Phone  7021620792  
Fax    
Email  minitjshah@gmail.com   
 
Details of Contact Person
Scientific Query
 
Name  Dr Minit Shah 
Designation  Associate Professor 
Affiliation  Tata Memorial Centre 
Address  Tata Memorial Hospital, Homi Bhabha Block, Department of Medical oncology, Room no 204, 2nd floor, Dr Ernest Borges Rd, Parel East, Mumbai

Mumbai
MAHARASHTRA
400012
India 
Phone  7021620792  
Fax    
Email  minitjshah@gmail.com   
 
Details of Contact Person
Public Query
 
Name  Dr Minit Shah 
Designation  Associate Professor 
Affiliation  Tata Memorial Centre 
Address  Tata Memorial Hospital, Homi Bhabha Block, Department of Medical oncology, Room no 204, 2nd floor, Dr Ernest Borges Rd, Parel East, Mumbai

Mumbai
MAHARASHTRA
400012
India 
Phone  7021620792  
Fax    
Email  minitjshah@gmail.com   
 
Source of Monetary or Material Support  
Tata Memorial Centre, Dr E Borges Marg Parel Mumbai 400012 
 
Primary Sponsor  
Name  Tata Memorial Centre 
Address  Tata Memorial Hospital, Homi Bhabha Block, Parel East, Mumbai- 400012  
Type of Sponsor  Research institution and hospital 
 
Details of Secondary Sponsor  
Name  Address 
NIL  NIL 
 
Countries of Recruitment     India  
Sites of Study
Modification(s)  
No of Sites = 2  
Name of Principal Investigator  Name of Site  Site Address  Phone/Fax/Email 
Dr Minit Shah  Tata Memorial Centre  Tata Memorial Hospital, Homi Bhabha Block, Department of Medical oncology, Room no 204, 2nd floor, Dr Ernest Borges Rd, Parel East, Mumbai
Mumbai
MAHARASHTRA 
7021620792

minitjshah@gmail.com  
Dr BhaveshPoladia  Thangam Hospital  Clinical Research, A Block, Upper Basement(Room No:1506), Thangam Hospital and Thangam Cancer Center, No: 54, Dr. Sankaran Road, Namakkal - 637001, Tamilnadu, India
Namakkal
TAMIL NADU 
9819151554

bhaveshpoladia@gmail.com 
 
Details of Ethics Committee
Modification(s)  
No of Ethics Committees= 2  
Name of Committee  Approval Status 
Institutional Ethics Committee  Approved 
Institutional Ethics Committee - II  Approved 
 
Regulatory Clearance Status from DCGI  
Status 
Not Applicable 
 
Health Condition / Problems Studied  
Health Type  Condition 
Patients  (1) ICD-10 Condition: C343||Malignant neoplasm of lower lobe,bronchus or lung, (2) ICD-10 Condition: C340||Malignant neoplasm of main bronchus, (3) ICD-10 Condition: C342||Malignant neoplasm of middle lobe,bronchus or lung, (4) ICD-10 Condition: C348||Malignant neoplasm of overlappingsites of bronchus and lung, (5) ICD-10 Condition: C349||Malignant neoplasm of unspecifiedpart of bronchus or lung, (6) ICD-10 Condition: C341||Malignant neoplasm of upper lobe,bronchus or lung,  
 
Intervention / Comparator Agent  
Type  Name  Details 
Intervention  3 cycles of neoadjuvant chemotherapy(Taxane/Pemetrexed and Platinum) with low dose Immunotherapy (Nivolumab40mg)  Eligible patients will receive 3 cycles of neoadjuvant chemotherapy(Taxane/Pemetrexed and Platinum) with low dose Immunotherapy (Nivolumab40mg). Response assessment will be done after completion of neoadjuvant treatment followed by assessment for surgery. Patients will be assessed withCTscans every 2-3 months in the first 2 years, every 6 months for the next 3 years, andthereafter yearly for assessment of disease recurrence. Adjuvant treatment (chemotherapy, immunotherapy, or radiotherapy) will be as per discussion inthethoracic disease management group. Patients will be followed every 2-3 months until death for survival analysis. Chemotherapy regimen would include a combination of Pemetrexed or Paclitaxel with Cisplatin or Carboplatin with Nivolumab. Pemetrexed 500mg/m2 every three-weekly is administered in 100mL sodiumchloride0.9% over 10 minutes. Vitamin B12 and folic acid supplementation, anti-emeticregimen, use of dexamethasone, and growth-factor support would be givenasper standard institutional protocol. Paclitaxel 175 mg/m2 three weekly is administered in a 500mL sodiumchloride0.9%non-PVC infusion bag with a 0.22 micron in-line filter over 3 hours. Pre-medicationsand growth-factor support would be given as per standard institutional protocol. Cisplatin will be dosed at 75 mg/m2 on day 1 of each cycle, diluted in 500ml of 0.9%normal saline (with appropriate pre- and post-chemotherapy hydration, andanti- emetic measures). Carboplatin AUC 5 (calculated by Calvert formula) will be administered intravenous, in 250-500ml 0.9%NS or dextrose solutions over 30-60mins on Day 1. Nivolumab 40 mg would be administered in 100 ml NS over 60 minutes every3weekly. All drugs will be given IV every 3-weekly for 3 cycles followed by response assessment. 
Comparator Agent  NIL  NIL 
 
Inclusion Criteria  
Age From  18.00 Year(s)
Age To  99.00 Year(s)
Gender  Both 
Details  1 Participants with histologically confirmed Stage 2A greater than or equal to 4 cm 2B 3A 3B N2 NSCLC as per the 8th American Joint Committee on Cancer AJCC with disease that is considered resectable
2 Subjects must be treatment naive and have an Eastern Cooperative Oncology Group ECOG performance status PS 0 to 1
3 Age Male female or transgender subjects aged 18 years and above
4 Subjects must have normal organ and marrow function .Renal Estimated creatinine clearance greater than or equal to 30 mL per min
5 Pulmonary and cardiovascular functions capable of tolerating the proposed lung resection according to the surgeon
6 Patients must be adequately staged with PET CECT MRI Brain and mediastinal staging if indicated
7 Participants must have a tumor tissue and or liquid biopsy sample available for PD L1 EGFR and ALK testing In situations where PD L1 testing is not feasible and EGFR ALK mutation status is unknown inclusion of such patients will be at the principal investigator discretion
8 Measurable disease as per RECIST version 1.1
9 Patients with HIV are potentially eligible as long as they have a CD4 count greater than 200 are on concurrent HAART highly active antiretroviral therapy and have an absence of active AIDS defining conditions
10 Pregnancy Test Negative serum or urine pregnancy test at screening for women of childbearing potential
11 Contraception Highly effective contraception for both male and female subjects throughout the study and for at least 30 days after the last Nivolumab treatment administration if the risk of conception exists The effects of Nivolumab on the developing human fetus are teratogenic Should a woman become pregnant or suspect she is pregnant while she or her partner is participating in this study she should inform her treating physician immediately
12 Both men and women of all races and ethnic groups are eligible for this study
13 Ability to understand and the willingness to sign a written informed consent document 
 
ExclusionCriteria 
Details  Patients with locally advanced unresectable or metastatic or N3 nodal disease

EGFR or ALK positive mutation status

Patients unfit for surgery as per treating surgeon and those affording full dose immunotherapy

Subjects who are receiving any other concurrent investigational agents

Immunosuppressants: Current use of immunosuppressive medication, except for the following:
a. Intranasal, inhaled, topical steroids, or local steroid injection such as intra-articular injection
b. Systemic corticosteroids at physiologic doses less than or equal to 10 mg per day of prednisone or equivalent
c. Steroids as premedication for hypersensitivity reactions such as CT scan premedication
d. Steroids for raised intracranial pressure due to the disease itself, such as steroid use for avoidance or treatment of emesis

Autoimmune disease: Active autoimmune disease that might deteriorate when receiving a chemotherapeutic agent. Patients with diabetes type I, vitiligo, psoriasis, or hypo- or hyperthyroid diseases not requiring immunosuppressive treatment are eligible

Organ transplantation: Prior organ transplantation including allogeneic stem-cell transplantation

Infections: Active infection requiring systemic therapy

Hepatitis: Hepatitis B virus HBV or hepatitis C virus (HCV) infection at screening (positive HBV surface antigen with a raised HBV DNA or anti-HCV antibody screening test positive with raised HCV RNA. Mere presence of HBV or HCV at screening test will not rule the patient out)

Vaccination: Vaccination within 4 weeks of the first dose of Nivolumab and while on study is prohibited except for administration of inactivated vaccines

Hypersensitivity to study drug: Known prior severe hypersensitivity to investigational product or any component in its formulations

Cardiovascular disease: Clinically significant active cardiovascular disease including unstable angina, congestive heart failure classified as New York Heart Association Classification Class 2 or more, or serious uncontrolled cardiac arrhythmia

Other severe acute or chronic medical conditions including immune colitis, inflammatory bowel disease, immune pneumonitis, chronic kidney disease, chronic liver disease, pulmonary fibrosis, or psychiatric conditions including recent within the past year or active suicidal ideation or behavior

Pregnant women are excluded from this study. Advise females of reproductive potential to use effective contraception during treatment and for at least one month after the last dose of Nivolumab

Lactating females: There is no information regarding the presence of Nivolumab in human milk, the effects on the breastfed infant, or the effects on milk production. Since many drugs are excreted in human milk, it is advised that a lactating woman should not breastfeed during treatment and for at least one month after the last dose of Nivolumab due to the potential for serious adverse reactions in breastfed infants

 
 
Method of Generating Random Sequence   Not Applicable 
Method of Concealment   Not Applicable 
Blinding/Masking   Not Applicable 
Primary Outcome  
Outcome  TimePoints 
Pathological complete response rates (pCR)  After surgery . with 3-4 months of enrollment 
 
Secondary Outcome  
Outcome  TimePoints 
2year Event Free Survival (EFS)
Overall Survival (OS)
Patterns of treatment failure
Quality of life (QOL) assessment
Toxicity assessment
Treatment completion rates
Overall response rate (ORR) as per RECIST v1.1
Major pathological response rates (MPR)
R0 resection rates
Post-operative complication rates using Klavien-Dindo classification
Surgical conversion rates
 
2-year Event-Free Survival EFS: Time from randomization to disease recurrence, progression, or death from any cause.
Overall Survival OS: Time from randomization to death from any cause.
Patterns of Treatment Failure: Classified as locoregional or distant recurrences, assessed at follow-up intervals.
Quality of Life (QOL) Assessment: Evaluated using EORTC QLQ-C30 and QLQ-OE at baseline, after neoadjuvant therapy, first post-surgery OPD visit, 90 days post-surgery, and 180 days post-surgery.
Toxicity Assessment: Adverse events recorded from randomization until 90 days post-surgery or 30 days post-adjuvant therapy completion.
Treatment Completion Rates: Determined by the number of patients completing neoadjuvant therapy, surgery, and adjuvant therapy if indicated.
Overall Response Rate (ORR) as per RECIST v1.1: Calculated after neoadjuvant therapy.
Major Pathological Response Rates (MPR): Assessed post-surgery with less than and equal to 10 percent residual tumor.
R0 Resection Rates: Determined post-surgery based on negative microscopic margins.
Post-operative Complication Rates: Evaluated at 30 and 90 days post-surgery using Clavien-Dindo classification.
Surgical Conversion Rates: Assessed intraoperatively for conversion from minimally invasive to open surgery
 
Biomarker analysis  Biomarker Analysis: Conducted on samples collected at baseline, post-neoadjuvant therapy, post-surgery, and during follow-up every 2-3 months for the first year 
 
Target Sample Size   Total Sample Size="53"
Sample Size from India="53" 
Final Enrollment numbers achieved (Total)= "Applicable only for Completed/Terminated trials"
Final Enrollment numbers achieved (India)="Applicable only for Completed/Terminated trials" 
Phase of Trial   Phase 2 
Date of First Enrollment (India)   24/02/2025 
Date of Study Completion (India) Applicable only for Completed/Terminated trials 
Date of First Enrollment (Global)  Date Missing 
Date of Study Completion (Global) Applicable only for Completed/Terminated trials 
Estimated Duration of Trial   Years="3"
Months="0"
Days="0" 
Recruitment Status of Trial (Global)   Not Applicable 
Recruitment Status of Trial (India)  Not Yet Recruiting 
Publication Details   N/A 
Individual Participant Data (IPD) Sharing Statement

Will individual participant data (IPD) be shared publicly (including data dictionaries)?  

Response - NO
Brief Summary   This is a phase II open label single arm study. It aims to evaluate the efficacy and safety of neoadjuvant chemotherapy with low dose nivolumab (immunotherapy) in patients with resectable non-small cell lung cancer.The objectives of the study are to evaluate post surgery response rate, overall survival, quality of life, safety, postoperative complication rates. The duration of study is 3 years. The chemotherapy will be given every 3 weeks for 3cycles. Patient will receive chemotherapy along with reduced dose of immunotherapy prior to surgery. Surgery will be done within 6-weeks of chemotherapy completion. Response scan will be done after 3 weeks of completion of neoadjuvant treatment. Adjuvant treatment will be as per standard institutional protocol. The patients willbefollowedupevery2-3months.

Aim: To evaluate the efficacy and safety of neoadjuvant chemotherapy with low-dose Nivolumab in patients with resectable non-small cell lung cancer (NSCLC).

Study Design: Phase II, single-arm, open-label, prospective study.

Sample Size: 53 patients.

Treatment Plan: Patients receive 3 cycles of neoadjuvant chemotherapy (Taxane/Pemetrexed + Platinum) with low-dose Nivolumab (40 mg IV every 3 weeks). Post-treatment response is assessed via imaging followed by surgery within 6 weeks. Adjuvant therapy is determined based on multidisciplinary discussion

Duration: 3 years (2 years accrual, 1 year follow-up).

Primary Outcome: Pathological Complete Response (pCR).

Secondary Outcomes:

  1. 2-year Event-Free Survival (EFS)

  2. Overall Survival (OS)

  3. Patterns of treatment failure

  4. Quality of Life (QOL) assessment (baseline, post-treatment, 90 and 180 days post-surgery)

  5. Toxicity assessment (up to 90 days post-surgery)

  6. Treatment completion rates

  7. Overall Response Rate (ORR) as per RECIST v1.1

  8. Major Pathological Response (MPR) rates

  9. R0 resection rates

  10. Post-operative complications (Clavien-Dindo classification)

  11. Surgical conversion rates

Exploratory Outcome: Biomarker analysis (baseline, post-treatment, post-surgery, follow-up).

Eligibility: Resectable Stage IIA-IIIB NSCLC, ECOG PS 0-1, adequate organ function, and negative for EGFR/ALK mutations. Exclusions include metastatic disease, active infections, autoimmune conditions, and prior immunotherapy.

 
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