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CTRI Number  CTRI/2025/03/082721 [Registered on: 19/03/2025] Trial Registered Prospectively
Last Modified On: 12/11/2025
Post Graduate Thesis  No 
Type of Trial  Interventional 
Type of Study   Other (Specify) [cerebral oximetry monitoring]  
Study Design  Randomized, Parallel Group Trial 
Public Title of Study   cerebral oximetry in ventilated neonates- an RCT 
Scientific Title of Study   SafeBoosC IIIv - Cerebral oximetry versus standard care in newborns receiving invasive mechanical ventilation – an RCT  
Trial Acronym  SafeBoosC-IIIv 
Secondary IDs if Any  
Secondary ID  Identifier 
NIL  NIL 
 
Details of Principal Investigator or overall Trial Coordinator (multi-center study)  
Name  Saudamini Nesargi 
Designation  Professor 
Affiliation  St. Johns Medical College Hospital 
Address  C/o Departement of Neonatology St. Johns Medical College Hospital Bangalore

Bangalore
KARNATAKA
560034
India 
Phone  9243472262  
Fax    
Email  saudamini_nesargi@yahoo.com  
 
Details of Contact Person
Scientific Query
 
Name  Saudamini Nesargi 
Designation  Professor 
Affiliation  St. Johns Medical College Hospital 
Address  C/o Departement of Neonatology St. Johns Medical College Hospital Bangalore

Bangalore
KARNATAKA
560034
India 
Phone  9243472262  
Fax    
Email  saudamini_nesargi@yahoo.com  
 
Details of Contact Person
Public Query
 
Name  Saudamini Nesargi 
Designation  Professor 
Affiliation  St. Johns Medical College Hospital 
Address  C/o Departement of Neonatology St. Johns Medical College Hospital Bangalore

Bangalore
KARNATAKA
560034
India 
Phone  9243472262  
Fax    
Email  saudamini_nesargi@yahoo.com  
 
Source of Monetary or Material Support  
St. Johns Medical College Hospital, John nagar, Sarjapur road Bangalore 560034. India 
 
Primary Sponsor  
Name  Copenhagen trial unit 
Address  Centre for Clinical Intervention Research, The Capital Region of Denmark, Rigshospitalet, Copenhagen DK2100 Denmark, 
Type of Sponsor  Research institution and hospital 
 
Details of Secondary Sponsor  
Name  Address 
NIL  NIL 
 
Countries of Recruitment     India  
Sites of Study  
No of Sites = 1  
Name of Principal Investigator  Name of Site  Site Address  Phone/Fax/Email 
Dr Annely Dlima  governement medical college   GOA MEDICAL COLLEGE BAMBOLIM GOA.403202 TISWADI
North Goa
GOA 
9623827404

annelydlima@yahoo.com 
 
Details of Ethics Committee
Modification(s)  
No of Ethics Committees= 4  
Name of Committee  Approval Status 
bangalore baptist hospital institutional review board  Approved 
institutional ethics commiittee   Approved 
institutional ethics committee  Approved 
institutional ethics committee  Approved 
 
Regulatory Clearance Status from DCGI  
Status 
Not Applicable 
 
Health Condition / Problems Studied  
Health Type  Condition 
Patients  (1) ICD-10 Condition: J156||Pneumonia due to other Gram-negative bacteria,  
 
Intervention / Comparator Agent  
Type  Name  Details 
Comparator Agent  care as usual  the neonate will be cared for as per unit policy in the NICU 
Intervention  cerebral oximetry monitoring  If cerebral oximeter shows values below a fixed threshold, remedial actions will be taking according to a set guideline. Monitoring will be done for as long as clinically warranted.  
 
Inclusion Criteria  
Age From  0.00 Day(s)
Age To  28.00 Day(s)
Gender  Both 
Details  Gestational age more than or equal to 28+0
Postnatal age less than 28 days
Expected to receive invasive mechanical ventilation for at least 24 hours
Informed written consent from either parent or guardian
 
 
ExclusionCriteria 
Details  Suspicion of or confirmed brain injury or disorder (e.g. perinatal asphyxia, cerebral haemorrhage, cerebral malformation, genetic or metabolic disease)
Suspicion or diagnosis of congenital heart malformations who is likely to need surgery
 
 
Method of Generating Random Sequence   Stratified block randomization 
Method of Concealment   Centralized 
Blinding/Masking   Not Applicable 
Primary Outcome  
Outcome  TimePoints 
number of hospital free days within 90 days of randomization  number of hospital free days within 90 days of randomization 
 
Secondary Outcome  
Outcome  TimePoints 
Death from any cause
Bronchopulmonary dysplasia (BPD)
Any brain injury diagnosed by imaging
Seizures treated with antiepileptic medicine
Haemodynamic insufficiency that needs cardiovascular support
Spontaneous bowel perforation or necrotising enterocolitis (NEC) Bells grade 2 or more
Nosocomial infection
AKI & renal replacement
long term outcome of neurodevelopment measured by the Parent Report of Children’s Abilities-Revised (PARCA-R) questionnaire at 2 years of corrected age.
 
at discharge & at 2 years 
 
Target Sample Size   Total Sample Size="1600"
Sample Size from India="200" 
Final Enrollment numbers achieved (Total)= "Applicable only for Completed/Terminated trials"
Final Enrollment numbers achieved (India)="Applicable only for Completed/Terminated trials" 
Phase of Trial   Phase 3/ Phase 4 
Date of First Enrollment (India)   30/04/2025 
Date of Study Completion (India) Applicable only for Completed/Terminated trials 
Date of First Enrollment (Global)  31/03/2025 
Date of Study Completion (Global) Applicable only for Completed/Terminated trials 
Estimated Duration of Trial   Years="2"
Months="0"
Days="0" 
Recruitment Status of Trial (Global)   Not Yet Recruiting 
Recruitment Status of Trial (India)  Not Yet Recruiting 
Publication Details   N/A 
Individual Participant Data (IPD) Sharing Statement

Will individual participant data (IPD) be shared publicly (including data dictionaries)?  

Response - YES
  1. What data in particular will be shared?
    Response - Individual participant data that underlie the results reported in this article, after de-identification (text, tables, figures, and appendices).

  2. What additional supporting information will be shared?
    Response -  Study Protocol
    Response -  Statistical Analysis Plan

  3. Who will be able to view these files?
    Response - Researchers whose proposed use of the data has been approved by an independent review committee identified for this purpose.

  4. For what types of analyses will this data be available?
    Response - For individual participant data meta-analysis.

  5. By what mechanism will data be made available?
    Response - Proposals should be directed to [janus.jakobsen@ctu.dk].

  6. For how long will this data be available start date provided 01-01-2025 and end date provided 25-01-2030?
    Response - Beginning 9 months and ending 36 months following article publication.

  7. Any URL or additional information regarding plan/policy for sharing IPD? 
    Additional Information - nil
Brief Summary  
Abstract
Background
Newborns in need of invasive mechanical ventilation are at high risk of a detrimental outcome,
not only due to the underlying condition, but also due to complications from the invasive
mechanical ventilation itself (1, 2). Such complications include pneumothorax, ventilation
associated pneumonia, and hyperventilation causing vasoconstriction of the cerebral vasculature
and possibly brain ischaemia (3). Summary data on outcomes is not easily available, but during
2019 death before discharge occurred in 41/500 (8.2%) newborns, born at more than 28 weeks of
gestation and in need of invasive mechanical ventilation during the neonatal period, in 10
neonatal units within the SafeBoosC consortium. A meta-analysis including 895 neonates from
23 non-randomised trials, undergoing surgery for non-cardiac congenital anomalies, found a
deficit in intelligence quotient of 0.5 standard deviations below the population average (4).
Additionally, data from a Danish national cohort, showed that 18% of children who underwent
invasive mechanical ventilation during the neonatal period, needed special educational support in
primary school, which is 2.5 times more often than normal (Wiingreen et al. unpublished data).
Thus, invasive mechanically ventilated newborns are a high-risk population. Given the instability
of the newborn’s pulmonary and circulatory physiology, it is possible that the addition of
measuring the oxygenation of the brain, by non-invasive near-infrared light technology (cerebral
oximetry) plus a treatment guideline, as an addition to the complex treatment and monitoring
regimes for these newborns, may increase the chance of surviving without neurodevelopmental
impairment.
Objectives
The objective of the SafeBoosC-IIIv trial is to evaluate cerebral oximetry added to usual care
versus usual care in newborns receiving invasive mechanical ventilation. The hypothesis for step
one is that the intervention will increase the number of hospital-free days within 90 days of
randomisation. The hypothesis for step two is that the intervention will decrease a composite
outcome of death or moderate to severe neurodevelopmental disability and/or increase the mean
PARCA-R non-verbal cognitive score at two years of corrected age.
Trial design
SafeBoosC-IIIv will be an investigator-initiated, multinational, randomised, pragmatic phase III
clinical trial. The trial will be conducted in two steps. In step one, 1,610 newborns will be
randomised, and the outcomes will be assessed 90 days after randomisation. Funding has been
obtained for step one. If further funding is obtained, we will continue to include newborns until a
total of 3,000 newborns are randomised and then follow them up at two years of corrected age
(step two). Randomisation will be performed in neonatal intensive care units across many
countries. Data managers, statisticians, and conclusion drawers will be blinded.
3
Inclusion and exclusion criteria
Inclusion criteria will be:
Newborns with gestational age more than or equal to 28+0
Postnatal age less than 28 days
Expected to receive mechanical ventilation (invasive, i.e., not including CPAP or BiPAP)
for at least 24 hours, as judged by the physician intending to randomise
 Parental informed consent unless the centre has chosen to use ‘opt-out’ or deferred
consent as consent method and a cerebral oximeter available so monitoring can be started
within six hours after initiation of invasive mechanical ventilation
Exclusion criteria will be:
Suspicion of or confirmed brain injury or disorder (e.g. perinatal asphyxia, cerebral
haemorrhage, cerebral malformation, genetic or metabolic disease)
Suspicion or diagnosis of congenital heart malformations likely to require surgery
Randomisation and interventions
Participants will be randomised through central web-based randomisation stratified by
neonatal intensive care unit; gestational age (lower gestational age (≤ 34 weeks) / higher
gestational age (> 34 weeks)), and surgery (newborns in need of invasive mechanical ventilation
due to a surgery (yes/no)) at the Copenhagen Trial Unit.
Participants in the experimental group will be monitored with cerebral oximetry, if possible
before or, as soon as possible and within six hours after initiation of invasive mechanical
ventilation. Cerebral oximetry will be continued until 1) the cardio-pulmonary function has been
stabilised as indicated by the need for respiratory and circulatory support and evaluated by the
responsible physician, 2) extubation, 3) until 28 days after birth, or 4) until death. Randomisation
will only direct the use of cerebral oximetry during the first invasive mechanical ventilation
episode. Cerebral oximetry will be used to minimise cerebral hypoxia by modifying clinical care
according to the SafeBoosC treatment guideline and monitoring as usual.
The control group will receive invasive mechanical ventilation without access to cerebral
oximetry (usual care).
Outcomes
The primary outcome for step one will be hospital-free days within 90 days of randomisation.
This outcome will be assessed by a blinded investigator.
4
Based on a relative risk reduction of death of 5% and an absolute increase of 3 days in the
estimate of hospital-free days of the surviving participants (considered clinically relevant) with
an alpha of 0.05 and a power of 90% using the van Elteren test, we would need to include 1,610
participants.
There will be two co-primary outcomes for step two: 1) a composite of death or moderate-tosevere
neurodevelopmental disability and 2) non-verbal cognitive score of Parent Report of
Children’s Abilities-Revised (PARCA-R).
To test a reduction in death or moderate to severe neurodevelopment disability from 20% to 16%
between the experimental and control group, at an alpha-level of 2.5% and a power of 80%, a
total of 1,500 participants in each group, i.e. a total of 3,000, is needed. This corresponds to a
relative risk reduction of 20%.
Trial duration
Recruitment is expected to begin in December 2024 and expected to be completed within 24
months.
 
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