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CTRI Number  CTRI/2024/11/076896 [Registered on: 18/11/2024] Trial Registered Prospectively
Last Modified On: 15/12/2025
Post Graduate Thesis  No 
Type of Trial  Interventional 
Type of Study   Drug
Radiation Therapy 
Study Design  Randomized, Parallel Group, Active Controlled Trial 
Public Title of Study   A Study Comparing Three-Drug Chemotherapy with Chemotherapy and Radiation Before Surgery in Patients with Advanced but Operable Esophageal Cancer 
Scientific Title of Study   Phase III RCT comparing triplet neoadjuvant chemotherapy with neoadjuvant chemoradiation in patients with locally advanced resectable esophageal squamous carcinoma 
Trial Acronym  -- 
Secondary IDs if Any  
Secondary ID  Identifier 
NIL  NIL 
 
Details of Principal Investigator or overall Trial Coordinator (multi-center study)  
Name  Dr Minit Shah 
Designation  Associate Professor 
Affiliation  Tata Memorial Hospital 
Address  Tata Memorial Hospital, Homi Bhabha Block, Department of Medical oncology, Room no 204, 2nd floor, Dr Ernest Borges Rd, Parel East, Mumbai

Mumbai
MAHARASHTRA
400012
India 
Phone  7021620792  
Fax  --  
Email  minitjshah@gmail.com  
 
Details of Contact Person
Scientific Query
 
Name  Dr Minit Shah 
Designation  Associate Professor 
Affiliation  Tata Memorial Hospital 
Address  Tata Memorial Hospital, Homi Bhabha Block, Department of Medical oncology, Room no 204, 2nd floor, Dr Ernest Borges Rd, Parel East, Mumbai

Mumbai
MAHARASHTRA
400012
India 
Phone  7021620792  
Fax  --  
Email  minitjshah@gmail.com  
 
Details of Contact Person
Public Query
 
Name  Dr Minit Shah 
Designation  Associate Professor 
Affiliation  Tata Memorial Hospital 
Address  Tata Memorial Hospital, Homi Bhabha Block, Department of Medical oncology, Room no 204, 2nd floor, Dr Ernest Borges Rd, Parel East, Mumbai

Mumbai
MAHARASHTRA
400012
India 
Phone  7021620792  
Fax  --  
Email  minitjshah@gmail.com  
 
Source of Monetary or Material Support  
Tata Memorial Hospital, Dr E Borges Road, Parel, Mumbai-400012 
 
Primary Sponsor  
Name  Tata Memorial Hospital 
Address  Tata Memorial Hospital, Homi Bhabha Block, Parel East, Mumbai- 400012 
Type of Sponsor  Research institution and hospital 
 
Details of Secondary Sponsor  
Name  Address 
Not Applicable  NA 
 
Countries of Recruitment     India  
Sites of Study
Modification(s)  
No of Sites = 3  
Name of Principal Investigator  Name of Site  Site Address  Phone/Fax/Email 
Dr Syed Nisar Ahmad  Sher i kashmir Institute of medical sciences  Room 103 ist floor SCI building Sher i kashmir institute of medical sciences (SKIMS) soura Srinagar J&K 190011
Srinagar
JAMMU & KASHMIR 
95416 66516

syednisar76@yahoo.co.in 
Dr Minit Shah  Tata Memorial Hospital  Homi Bhabha Block, Department of Medical oncology, Room no 204, 2nd floor, Dr Ernest Borges Rd, Parel East, Mumbai-400012
Mumbai
MAHARASHTRA 
7021620792
--
minitjshah@gmail.com 
Dr BhaveshPoladia  Thangam Hospital  Clinical Research, A Block, Upper Basement(Room No:1506), Thangam Hospital and Thangam Cancer Center, No: 54, Dr. Sankaran Road, Namakkal - 637001, Tamilnadu, India Namakkal TAMIL NADU
Namakkal
TAMIL NADU 
9819151554

bhaveshpoladia@gmail.com 
 
Details of Ethics Committee
Modification(s)  
No of Ethics Committees= 3  
Name of Committee  Approval Status 
Sher-i-Kashmir Institute of Medical Sciences, Srinagar  Approved 
Tata Memorial Centre Institutional Ethics Committee-I  Approved 
Thangam Hospital Institutional Ethics Committee  Approved 
 
Regulatory Clearance Status from DCGI  
Status 
Not Applicable 
 
Health Condition / Problems Studied  
Health Type  Condition 
Patients  (1) ICD-10 Condition: C15||Malignant neoplasm of esophagus,  
 
Intervention / Comparator Agent  
Type  Name  Details 
Comparator Agent  Concurrent Chemoradiation will be given. Radiotherapy: All patients will be treated with conformal radiotherapy, either 3DCRT or IMRT with IGRT.Total radiation dose planned will be 41.4Gy, administered at 1.8 Gy/ day in 23 fractions. Chemotherapy: chemotherapy will be carboplatin AUC 2 (calculated by Calvert formula) and paclitaxel 50 mg/m2.   Concurrent chemotherapy will be carboplatin AUC 2 (calculated by Calvert formula) and paclitaxel 50 mg/m2. Patients will receive appropriate hydration (500mL sodium chloride 0.9% non-PVC infusion bag with a 0.22 micron in-line filter for paclitaxel chemotherapy), anti-emetics (Tab. Aprepitant 125 mg orally pre-chemotherapy, then 80 mg orally on days 2 and 3, Inj. Granisetron 1mg intravenously, Inj. Promethazine 12.5 mg intravenously, Inj. Dexamethasone 8 mg intravenously pre-chemotherapy) and other supportive care medications. On days 1, 8, 15, 22 and 29, chemotherapy is administered. A total dose of 41.4 Gy was given in 23 fractions of 1.8 Gy each, with 5 fractions administered per week, starting on the first day of the first chemotherapy. The patients undergo surgery as soon as possible after completion of chemo-radiotherapy, preferably within 4 to 6 weeks. Concurrent chemotherapy will be started between days 1 to 5 of the start of radiotherapy and administered weekly as long as radiotherapy continues. Adjuvant treatment will be as per standard institutional protocol. 
Intervention  Docetaxel, Cisplatin/Carboplatin and 5-FU/Capecitabine  5FU will be dosed at 750 mg/m2 continuous intravenous infusion on days 1 to 5. Cisplatin will be dosed at 75 mg/m2on day 1 of each cycle, diluted in 500ml of 0.9% normal saline (with appropriate pre- and post-chemotherapy hydration, and anti-emetic measures). Carboplatin AUC 5 or 6 (calculated by Calvert formula) will be administered intravenous, in 250-500ml 0.9%NS or dextrose solutions over 30-60mins on Day 1. Docetaxel will be dosed at 75mg/m2 intravenous on day 1. (500mL sodium chloride 0.9% non-PVC infusion bag with a 0.22 micron in-line filter).Capecitabine will be dosed at 650mg/m2, twice a day, daily, every 21-days, starting on day 1 of chemotherapy. The patients will undergo surgery as soon as possible after completion of chemotherapy. Chemotherapy will be administered every 21 days for 3-4 cycles. Adjuvant treatment will be as per standard institutional protocol. 
 
Inclusion Criteria  
Age From  18.00 Year(s)
Age To  75.00 Year(s)
Gender  Both 
Details  1. Subjects must have histologically proven squamous cell carcinoma of the esophagus or esophagogastric junction
2. Tumour should be surgically resectable. Pre-treatment stage cT24a, N0-3, M0. Cervical esophageal cancers should be resectable without the need for laryngectomy.
3. Male or female or Transgender subjects aged 18-75 years of age.
4. Eastern Cooperative Oncology Group (ECOG) performance status 0-2.
5. Subjects must have normal organ and marrow function
6. Patients with HIV are potentially eligible, as long as they have a CD4 count more than 200, are on concurrent HAART highly active antiretroviral therapy, and absence of active AIDS defining conditions.
7. Negative serum or urine pregnancy test at screening for women of childbearing potential.
8. Women of childbearing potential must be willing to consent to using effective contraception
9. Both men and women of all races and ethnic groups are eligible for this study.
10. Ability to understand and the willingness to sign a written informed consent document. 
 
ExclusionCriteria 
Details  1. Subjects who are receiving any other concurrent investigational agents.
2. Clinical or radiologic evidence of metastatic disease.
3. Patients unfit for curative surgery for any reason.
4. Infections Active infection requiring systemic therapy.
5. Hepatitis B virus or hepatitis C virus infection at screening positive HBV surface antigen with a raised HBV DNA or anti HCV antibody screening test positive with raised HCV RNA. Mere presence of HBV or HCV at screening test will not rule the patient out.
6. Hypersensitivity to study drug Known prior severe hypersensitivity to investigational product or any component in its formulations.
7. Clinically significant cardiovascular disease unstable angina, congestive heart failure
8. Other severe acute or chronic medical conditions including inflammatory bowel disease, pneumonitis, chronic kidney disease, known peripheral neuropathy more than grade 1
9. Pregnant women are excluded from this study
10. Any other malignancies within the last 5 years other than curatively treated basal cell carcinoma of the skin and or in situ carcinoma of the cervix. 
 
Method of Generating Random Sequence   Stratified block randomization 
Method of Concealment   On-site computer system 
Blinding/Masking   Open Label 
Primary Outcome  
Outcome  TimePoints 
Overall survival (OS)  At death  
 
Secondary Outcome  
Outcome  TimePoints 
PFS
ORR
Toxicity
QOL
R zero Resection rates Pathological response rates Tumour regression grades Peri and postoperative complication rates patterns of treatment failure local vs locoregional vs distant
Factors that impact OS Gender ECOG baseline body weight baseline haemoglobin baseline albumin histopathological grade Axial Imaging
Factors that impact PFS Gender ECOG baseline body weight baseline haemoglobin baseline albumin histopathological grade Axial Imaging 
1. At progression
2. At progression
3. every visit
4. QOL for Arm A At baseline, week 5 of chemoradiation, first follow up visit post chemoradiation completion, first follow up visit post-surgery, 2 months , 4 months
 
 
Target Sample Size   Total Sample Size="404"
Sample Size from India="404" 
Final Enrollment numbers achieved (Total)= "Applicable only for Completed/Terminated trials"
Final Enrollment numbers achieved (India)="Applicable only for Completed/Terminated trials" 
Phase of Trial   Phase 3 
Date of First Enrollment (India)   25/11/2024 
Date of Study Completion (India) Applicable only for Completed/Terminated trials 
Date of First Enrollment (Global)  Date Missing 
Date of Study Completion (Global) Applicable only for Completed/Terminated trials 
Estimated Duration of Trial   Years="5"
Months="0"
Days="0" 
Recruitment Status of Trial (Global)   Not Applicable 
Recruitment Status of Trial (India)  Not Yet Recruiting 
Publication Details   N/A 
Individual Participant Data (IPD) Sharing Statement

Will individual participant data (IPD) be shared publicly (including data dictionaries)?  

Response - NO
Brief Summary  

Aim:

To evaluate the efficacy and impact on overall survival with 3-drug neoadjuvant chemotherapy compared to neoadjuvant chemoradiation in patients with locally advanced resectable esophageal squamous carcinoma.

Primary objective:

To compare the Overall Survival (OS) in all patients receiving triplet neoadjuvant chemotherapy versus neoadjuvant chemoradiation in patients with locally advanced resectable esophageal squamous carcinoma.

Secondary objectives:

To compare Progression Free Survival (PFS)

To compare the best overall response rate (ORR)  according to the Response Evaluation Criteria in Solid Tumours (RECIST) version 1.1

To assess and compare the safety and tolerability

To compare the quality of life (QOL)

To assess R0 Resection rates, Pathological response rates, Tumour regression grades, Peri- and post-operative complication rates, patterns of treatment failure, factors impacting OS and PFS

 Tertiary objective: Exploring Biomarkers

Study Design

Phase III, Double arm, Open Label, Randomized Controlled Non-Inferiority Study. 

Study Setting

The study would be conducted by the Department of Medical Oncology, in the Thoracic Medical Oncology Unit. Patients seen in Thoracic Medical Oncology DMG at TMH or ACTREC would be eligible for participation. Patients sent for the study would be consented and post consenting would be screened for this study. Patients subjected to selection criteria (detailed in eligibility criteria) will be eligible for this study.

Eligibility Criteria

Patients will be assessed for the below mentioned eligibility criteria prior to inclusion in the study.

Sample size

Assuming a 5-year OS of 50% in the CROSS arm (JCO 2021 update), type 1 error of 5% (one sided), type 2 error of 10%, 1:1 randomisation, 10% lost to follow up and non-inferiority margin of 13% (upper 95% CI of the delta), the sample size required is 404.

Sequence generation

Stratified randomisation with block size of 4 will be performed. The following stratification factors will be accounted:

Age (≥60 years versus <60 years)

Eastern Cooperative Oncology Group Performance Status 0 or 1 versus 2.


 
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