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CTRI Number  CTRI/2024/04/065574 [Registered on: 12/04/2024] Trial Registered Prospectively
Last Modified On: 24/09/2025
Post Graduate Thesis  No 
Type of Trial  Interventional 
Type of Study   Drug
Surgical/Anesthesia 
Study Design  Randomized, Parallel Group Trial 
Public Title of Study   Study to compare the longevity of life between using low-dose immunotherapy before surgery and only surgery alone for advanced stage oral cancer 
Scientific Title of Study   A multicentre randomized study of neoadjuvant systemic therapy in oral cavity cancer 
Trial Acronym  NIL 
Secondary IDs if Any  
Secondary ID  Identifier 
NIL  NIL 
 
Details of Principal Investigator or overall Trial Coordinator (multi-center study)  
Name  Arjun Singh 
Designation  Assistant Professor  
Affiliation  TATA MEMORIAL CENTRE 
Address  Department of Head Neck Oncology, Tata Memorial Centre, Dr. E Borges Marg, Parel, Mumbai 400012, India

Mumbai
MAHARASHTRA
400012
India 
Phone  9743764783  
Fax    
Email  arjun193@gmail.com  
 
Details of Contact Person
Scientific Query
 
Name  Arjun Singh 
Designation  Assistant Professor  
Affiliation  TATA MEMORIAL CENTRE 
Address  Department of Head Neck Oncology, Tata Memorial Centre, Dr. E Borges Marg, Parel, Mumbai 400012, India

Mumbai
MAHARASHTRA
400012
India 
Phone  9743764783  
Fax    
Email  arjun193@gmail.com  
 
Details of Contact Person
Public Query
 
Name  Arjun Singh 
Designation  Assistant Professor  
Affiliation  TATA MEMORIAL CENTRE 
Address  Department of Head Neck Oncology, Tata Memorial Centre, Dr. E Borges Marg, Parel, Mumbai 400012, India

Mumbai
MAHARASHTRA
400012
India 
Phone  9743764783  
Fax    
Email  arjun193@gmail.com  
 
Source of Monetary or Material Support  
Intra and Extramural grant, Tata Memorial Centre, Mumbai 
 
Primary Sponsor  
Name  Tata Memorial Centre 
Address  Department of Head and Neck Oncology, TATA MEMORIAL CENTRE, Dr. E Borges Marg, Parel, Mumbai 400012, India 
Type of Sponsor  Research institution 
 
Details of Secondary Sponsor  
Name  Address 
NIL  NIL 
 
Countries of Recruitment     India  
Sites of Study
Modification(s)  
No of Sites = 2  
Name of Principal Investigator  Name of Site  Site Address  Phone/Fax/Email 
Dr Akhil Kapoor  MPMMCC and Homi Bhabha Cancer Hospital  Department of Medical Oncology, Homi Bhabha Cancer Hospital, Banaras Hindu University, Campus, Sundar Bagiya Colony, Sundarpur, Varanasi, Uttar Pradesh 221005, India
Varanasi
UTTAR PRADESH 
7597364554

kapoorakhil1987@gmail.com  
Dr Arjun Singh  Tata Memorial Centre  Department of Head Neck Oncology, Tata Memorial Centre, Dr. E Borges Marg, Parel, Mumbai 400012, India 1st Cross Lane,
Mumbai
MAHARASHTRA 
9743764783

arjun193@gmail.com 
 
Details of Ethics Committee
Modification(s)  
No of Ethics Committees= 2  
Name of Committee  Approval Status 
MPMMC Varanasi  Approved 
Tata Memorial Centre, IEC-III  Approved 
 
Regulatory Clearance Status from DCGI  
Status 
Not Applicable 
 
Health Condition / Problems Studied  
Health Type  Condition 
Patients  (1) ICD-10 Condition: O||Medical and Surgical,  
 
Intervention / Comparator Agent  
Type  Name  Details 
Intervention  Neoadjuvant systemic therapy   Arm B (Experimental Arm) Patients in Arm B will receive metronomic chemotherapy (tablet erlotinib 150 mg (fixed dose) PO OD daily, capsule celecoxib 200 mg (fixed dose) PO BD daily and oral weekly methotrexate 9 mg/m2) with low-dose nivolumab (Nivolumab- Inj Nivolumab 40 mg in 100 ml NS over 60 minutes every 3 weekly.) Patients post completion of 2 cycles will be seen in a joint clinic for assessment of surgery. Response assessment will be done using clinical and imaging (CT, MRI, CTPET) at 2-4 weeks after the completion of 2nd cycle. All patients responding to treatment or without progressive disease will receive 3rd cycle of therapy if clinically indicated. The maximum permissible time between day 1 (or day 21) of last NACT cycle and surgery will be 4 weeks. The postoperative radiation will be similar to that in Arm A. Concurrent chemotherapy will be used in case of margin positive status or extra nodal extension or 2 lymph nodes are positive. Cisplatin 100 mg/m2 3-weekly or cisplatin 40 mg/m2 weekly or docetaxel 15 mg/m2 or any other NCCN recommended regimen will be the preferred agents. All dose adjustments will be made as per the standard management guidelines. The follow-up post-treatment will be as per institutional protocol.  
Comparator Agent  Upfront surgery  Arm A (Standard arm) Patients in arm A would be planned for upfront surgery followed by adjuvant RT or CTRT. The surgery would be done in accordance with institutional standards. In short, the guidance for doing surgery is given below, however, these can be modified as per the patients need and treating surgeons judgment. Primary Local tumor excision The aim of surgery would be to achieve R0 resection. The surgery done for primary would be wide local excision with a 1 cm soft tissue margin across the tumor all around, or as deemed clinically adequate by the operating surgeon. Reconstruction: In accordance with the defect either a local, regional or free flap would be performed for reconstruction Regional nodes N0 neck: If the patient has a clinical and radiological N0 neck then ipsilateral selective neck dissection would be performed. In case if neck node is positive then the ipsilateral neck would be addressed by modified neck dissection or an equivalent procedure. Node positive neck: If the patient has a clinical and radiological node positive ipsilateral neck then ipsilateral neck would be addressed by modified neck dissection or an equivalent procedure. This is rough guidance if for the achievement of R0 resection a modification is required then the investigators are permitted to do the same. Postoperative surgical care would be provided in accordance with institutional standards. Postoperative adjuvant RT procedure simulation, planning, dose prescription and execution would be done in accordance with institutional standards. Concurrent chemotherapy will be used in case of margin positive status or extranodal extension or 2 lymph nodes are positive.  
 
Inclusion Criteria  
Age From  18.00 Year(s)
Age To  99.00 Year(s)
Gender  Both 
Details  1. Subjects must have T3 N1/N2/N3 or T4 HNSCC of the oral cavity
2. Age: Male or female or transgender subjects aged more than 18 years.
3. Eastern Cooperative Oncology Group (ECOG) performance status (PS) 0 to 2.
4. Subjects must have normal organ and marrow function as per institute protocols
5. Patients with HIV are potentially eligible, as long as they have a CD4 count 200, are on concurrent HAART (highly active antiretroviral therapy), and have absence of active AIDS defining conditions.
6. Both men and women of all races and ethnic groups are eligible for this study.
7. Willing and able to comply with all study requirements, including treatment, able to be followed up at regular intervals and or nature of required assessments.
8. Ability to understand and the willingness to sign a written informed consent document.
 
 
ExclusionCriteria 
Details  1. Subjects who are receiving any other investigational agents.
2. Within 2 weeks of administration of a chemotherapeutic agent.
3. Current use of immunosuppressive medication, EXCEPT for the following: a. intranasal, inhaled, topical steroids, or local steroid injection (e.g., intra-articular injection); b. Systemic corticosteroids at physiologic doses less than 10 mg/day of prednisone or equivalent; c. Steroids as premedication for hypersensitivity reactions (e.g., CT scan premedication) d. Steroids for raised intracranial pressure due to the disease itself e,Steroid use for avoidance or treatment of emesis.
4. Uncontrolled comorbidities including active autoimmune disease that might deteriorate when receiving a chemotherapeutic agent. Clinically significant (i.e., active) cardiovascular disease: cerebrovascular accident/stroke (less 6 months prior to enrollment), myocardial infarction (less 6 months prior to enrollment), unstable angina, congestive heart failure ( New York Heart Association Classification Class II), or serious cardiac arrhythmia requiring medication. Patients with severe renal and liver dysfunction Child Pugh B or C
5. Prior organ transplantation including allogeneic stem-cell transplantation.
6. Known prior severe hypersensitivity to investigational product or any component in its formulations, including known severe hypersensitivity reactions to monoclonal antibodies (NCI-CTCAE v5.0 Grade 3).
7. Pregnant and lactating women are excluded from this study.
 
 
Method of Generating Random Sequence   Stratified randomization 
Method of Concealment   Centralized 
Blinding/Masking   Open Label 
Primary Outcome  
Outcome  TimePoints 
To compare the disease-free survival between the 2 arms  3 years  
 
Secondary Outcome  
Outcome  TimePoints 
To compare the overall survival between the 2 arms
b. To compare the adverse event rates between the 2 arms
c. To determine the margin assessment between and within the 2 arms
d. To compare the cost utility and economic evaluation between the 2 arms
 
From completion of treatment to 3 year  
 
Target Sample Size   Total Sample Size="348"
Sample Size from India="348" 
Final Enrollment numbers achieved (Total)= "Applicable only for Completed/Terminated trials"
Final Enrollment numbers achieved (India)="Applicable only for Completed/Terminated trials" 
Phase of Trial   Phase 3 
Date of First Enrollment (India)   22/04/2024 
Date of Study Completion (India) Applicable only for Completed/Terminated trials 
Date of First Enrollment (Global)  Date Missing 
Date of Study Completion (Global) Applicable only for Completed/Terminated trials 
Estimated Duration of Trial   Years="7"
Months="0"
Days="0" 
Recruitment Status of Trial (Global)   Open to Recruitment 
Recruitment Status of Trial (India)  Open to Recruitment 
Publication Details   N/A 
Individual Participant Data (IPD) Sharing Statement

Will individual participant data (IPD) be shared publicly (including data dictionaries)?  

Response - NO
Brief Summary
Modification(s)  

Participants

Patients will be assessed for the below-mentioned eligibility criteria prior to inclusion in the study. Routine imaging in the form of contrast enhanced, CT or MRI scan for the head and neck region and NCCT thorax for the chest will be performed for staging the patient before enrollment. Alternatively, if the clinical needs additional imaging in the form of PET scan to stage the patient, then will be prescribed. This is a standard of care and will be done prior to enrollment for assessing eligibility. If the imaging has been performed out of the institution, the images will be uploaded on the server as per institutional protocol.  


Screening

Each referred patient will be assessed on the basis of study eligibility criteria for this study. Investigations mentioned under baseline assessment would be performed at the time of screening if necessary for eligibility assessment. Once found eligible, the patient will be enrolled and randomized to either arm. The treatment for either arm, surgery or NACT, will commence with 3-4 weeks of date of randomization. All the study drug administration will be done at the study sites only.

 

Safety assessment and other assessments at baseline

Subjects will undergo the following assessment at baseline if not done previously:

History and physical examination

Documentation of ECOG PS

Blood investigations (If subject already has blood test within 28 days at baseline assessment and has not received any chemotherapy within last 6 weeks then there is no need for repetition of blood investigations)

Complete blood hemogram (CBC)

Renal function test (RFT)

Liver function test (LFT)

FBS (Fasting Blood Sugar) and PPBS (Post Prandial Blood Sugar)

Serum serology (HIV, HBsAg and HCV). HCV RNA testing will be performed if anti-HCV antibody screening test is positive.

Urine pregnancy test (or any other suitable alternative test like serum beta HCG for women of childbearing potential

Normal urine routine microscopy

Axial imaging of the lesion (If subject already has had imaging at baseline assessment and has not received any chemotherapy within last 6 weeks then there is no need for repeat imaging)

Electrocardiogram (ECG) and 2D-Echo (if age > 45 years or in presence of cardiac comorbidity)

Samples (Tissue and blood) for molecular analysis will be collected if feasible at baseline and at periodic intervals and at progression


Data monitoring

A study continuation report and monitoring will be prepared and performed at the Institutional Ethics Committee (IEC) as per the institutions protocol.

Safety reporting

Adverse Event Definitions

Adverse Events (AEs):

Any untoward medical occurrence (including a symptom/disease or an abnormal laboratory finding) during treatment with a pharmaceutical product in a subject or a human volunteer that does not necessarily have a relationship with the treatment being given.

 

The following should not be recorded as AEs, if recorded at screening (on Screening Form of CRF).

a. Pre-planned procedure (like surgery, RT or Chemotherapy), unless the condition for which the procedure was planned has worsened since baseline.

b. Pre-existing conditions found as a result of screening procedures or any event due to progression of disease either clinically or radiologically

 

Clinical Laboratory Adverse Event:

 

A Clinical laboratory AE is any clinical laboratory abnormality that suggests disease and/or organ toxicity and is of severity, which requires active management (i.e. change of dose, discontinuation of the drug, more frequent follow-up or diagnostic investigation).

 

Serious Adverse Event (SAE):

 

An SAE is any adverse drug experience that at any dose results in any of the following outcomes within 30 days of administration of the experimental arm:

a. Death due to systemic therapy side effect

b. A life-threatening* experience due to systemic therapy-related side effect.

 

All serious adverse events must be reported immediately to the IEC and to designated persons. Important medical events that may not result in death, be life-threatening, or require hospitalization may be considered a serious drug experience when based upon appropriate medical judgment, they may jeopardize the health of the subject and may require medical or surgical intervention to prevent one of the outcomes listed in this definition.

 

*The term life-threatening in the definition of the serious adverse event refers to an event in which the subject was at risk of death at the time of the event. It does not refer to an event, which hypothetically might have caused death if it was more severe. Death due to progressive disease will not be considered as SAE. Hospitalization post progression wont be considered as SAE. Admissions done for logistic purpose, chemotherapy administration or its supportive medication or for insurance formalities wont be considered as SAE

 

Non-Serious Adverse Event:

A non-serious adverse event is any AE, which does not fulfil the definition of an SAE.

 

Severity Assessment definitions

Will be done according to common toxicity criteria for adverse events (NCI-CTCAE v5.0).

 

Relationship to Study Drug Assessment Definitions

 

Unrelated:      The AE is clearly NOT related to the intervention. The adverse event is clearly not related to the study drug and is clearly related to an underlying disease, environmental or toxic factors, or other drug/therapy.

 

Unlikely:          The AE is doubtfully related to the intervention. The adverse event does not follow a reasonable temporal sequence after study drug administration (e.g., too soon or too long after study drug or study drug was not taken) and is plausibly related to an underlying disease, environmental or toxic factors, or other drug/therapy.

 

Possible:         The AE may be related to the intervention. The adverse event occurred in a reasonable time after study drug administration but could be related to an underlying disease, environmental or toxic factors, or other drug/therapy. There is a reasonable possibility of a causal relationship between the study and the adverse event.

 

Probable:       The AE is likely related to the intervention. The adverse event occurred in a reasonable time after study drug administration and is unlikely to be related to an underlying disease, environmental or toxic factors, or other drug/therapy. The event may respond to stopping the study drug.

 

Definite:         The AE is clearly related to the intervention. The adverse event occurred in a reasonable time after study drug administration but could not be explained by an underlying disease, environmental or toxic factors, or other drug/therapy. The event should respond to stopping the study drug.

 

Outcome categories and definitions

 

a. Recovered

b. Stabilized: An AE is stabilized when according to the Investigator; the subject is in a clinically stable condition. This term should only be used for chronic conditions and for a given subject only when he/she has completed the protocol

c. Recovered with sequelae: As a result of the SAE, the subject suffered persistent and significant disability/incapacity (e.g. blindness, paralysis, etc.). Any AE recovered with sequelae should be rated as an SAE.

d. Continuing

e. Died

 

Collection, Recording and Reporting of Adverse Events

 

All events meeting the definition of an adverse event must be collected and reported from the first study-related activity until 30 days after the last administration of study medication. At each visit to the site, the subject must be asked about adverse events. All adverse events, either observed by the Investigator or reported by the subject, will be recorded by the Investigator and evaluated.

 

Adverse events will be assessed at each visit. Any worsening of concomitant illness will be recorded as AE. Adverse events will be recorded in both inpatient case notes and CRF. The Investigator should record the diagnosis, if available. If no diagnosis is available, the Investigator should record each sign and symptoms as individual adverse events.

 

All adverse events must be recorded by the Investigator on the standard Adverse Event Form. One single Adverse Event Form must be used per adverse event from start to resolution. Laboratory test abnormalities considered by the Investigator to be clinically relevant should be reported on the adverse event page of the CRF.

Adverse events and laboratory test abnormalities fulfilling the definition of "serious" must, in addition, be reported on a special emergency report form. Signs and symptoms of each Adverse Event should be described in detail: start and stop dates, intensity, and relationship to investigational product, action taken and outcome.

 
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